Satyagraha

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Yoga and Voting for Peace

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Art by Dan Morris

ONE definition of Yoga is the integration of the spiritual and material realms in the human being, making a union of Heaven and Earth.

Given this definition, it is possible to approach politics as a form of Yoga.  This would of course be very different from the usual practice of politics today.  Rather, it would try bring into social affairs and institutions of government divine and eternal principles of Truth, Beauty and Goodness.

While we’ve grown accustomed to think of politics as selfish and egoistic, in truth it is something that can glorify the Divine.  Among the animals only human beings have devised such things as governments and elections — methods with which, if used rightly, we can greatly improve our lives and planet.

Today the world is in great peril, with a dangerous combination of growing populations, militarism and materialism, combined with threats to the environment and climate.  But since we believe in a benevolent and superintending Spirit, we remain confident that solutions will reveal themselves in due time.

Putting these two thoughts together, we may see that political institutions like elections and voting, if approached rightly, give us a means of shaping a positive future.

What does it mean to approach politics rightly?  Some basic guidelines are evident.  First we know that our choices should be governed by unselfish rather than selfish or egoistic aims.  Our goal as ‘yogic voters’ should be to better the condition of all, not only of some.  Further, it follows from the principles of Yoga, that our actions should seek to unify, not divide members of society.  In addition, right politics and voting should leave our mind more calm and peaceful, not agitated and angry. These principles alone would exclude perhaps 90% of usual politics.

Today we are faced with one great need above all, which is to end the terrible program of constant war that our country (that is, the government and corporations) has pursued.  To help you exert a countering and correcting force of Love, I have placed my name on the ballot in the June 7 primary as an independent peace candidate for US Congress in our district.  A vote for me will be recognized as a vote for peace.  In this way the ordinary process of an election is turned into a referendum against war and for peace.  Since we do not have direct referendums on war, this means of producing one appears promising and I hope others will follow the example in future elections.

Every vote for peace will have a positive karmic effect, helping to improve our country and world.  It is to enable you to gain positive karma for yourself and others that I am running.  The direct goal is not to win the present election, but to begin the journey to peace.

I may add that the alternative — to vote for a Democrat or Republican politician — would, in my opinion, have little effect, as both represent materialistic values and the differences between them are negligible; I also believe they habitually promote divisive issues with the aim of diverting public attention from more fundamental needs for change, such as ending war.

Therefore please let me ask that you visit my campaign website and consider voting for peace.

If you should like to share this information, that would also be appreciated as I am relying on grassroots means of reaching voters.

Namaste,

John Uebersax

 

On the Psychological Meaning of Plato’s Nuptial Number

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ALTHOUGH Plato’s Republic is usually thought of as a treatise on government, it is actually much more a work on psychology and religion. After all is said and done, Plato is a moral and religious philosopher (see e.g., More, 1921), and his greatest concern is the salvation of souls (Guthrie, 1975, p. 434 & p. 561). Whatever his level of interest in civil affairs might be, his interest in the interior life is much greater, and the latter ought to be our principal focus in studying Plato.

It would be too extreme to suggest that nothing in the Republic ought to interest political scientists. We have recently seen some very learned and productive investigations of the work by political philosophers (e.g., Schofield, 2007; Harte, 2013). The real issue is that not enough attention is paid to mining the treasures the Republic contains at a psychological, moral, and religious level. It is in these other areas that much more remains to be discovered, and, further, material with arguably greater potential to improve the human condition.

An potential objection to this view is the argument from tradition. “The Republic,” some will say,” has even since ancient times been understood as principally a literal work on politics; we have no business changing this time-honored approach.” There are several obvious problems with this reasoning. Rather than pursue them all here, we will mention one important one. As Leo Strauss (1952) noted, writers like Plato often have good reasons to disguise the their true message. Even as far back as St. Augustine (Against the Academics, 3.17-18; cf. Ficino, Epist. 1.13, To Bessarion) the suggestion has been made that Plato needed to veil his message, because its religious and moral themes are too threatening to the greater number of people whose principle concerns are materialistic.

The City-Soul Analogy

Discussions of city and psyche are integrally linked in the Republic. The work begins with Socrates (Plato’s mouthpiece in the work) proposing to some companions to investigate the nature of Justice. At first it’s not exactly clear whether he means Justice in a state, in an individual, or both. By the end of Book 1, where Socrates’ arguments revolve around the idea that the just man is happiest, it begins to seem that the greater concern here is personal morality and psychology. At the beginning of Book 2, Socrates, suggesting that his previous arguments were not fully convincing, suggests to take a different course, namely via the city-soul analogy (Annas, 1999; Blössner, 2007): because it’s hard to visualize Justice as it operates in our own souls, and since the same principles of Justice operate in souls and cities, we can, using the “letters writ large” (Rep. 2.368c–2.369a) in cities, learn about souls.

Socrates then proceeds to describe a hypothetical just city, and several less just ones. However dozens of times he takes pains to remind us that everything said about cities also applies to souls (see Waterfield, 1993, p. xvii for a partial list of instances).

Literal or Allegorical?

A reasonable position, then, is that some descriptions of just and unjust cities in the Republic can be interpreted literally, but other instances should be understood more with concern for their allegorical meaning. How then, may we choose which approach to take in a particular case?

Elsewhere I have attempted to frame this question in a rigorous way, applying the principles of probabilistic evidence evaluation (Uebersax, 2015). Ultimately, though, this simply supplies a formal justification for what common sense already tells us: if a passage makes sense literally, interpret it so; if it doesn’t, and if we can find a plausible allegorical meaning that fits with what we think Plato’s overall psychological and moral message is, then interpreted it allegorically.

We may further consider the ancient Greek exegetical concept of a skandalon or ‘stumbling block.’ This refers to something an author intentionally places in a work to serve a twofold purpose. First, it trips up those who aren’t likely to profit from the real message by sending them down a wrong track. Second, the incongruity of the skandalon alerts more attentive readers that there’s a hidden meaning beneath the surface. So, for example, if a myth portrays a god as acting in a truly scandalous way, we ought to look for an allegorical instead of a literal meaning.

The preceding considerations suggest a practical interpretative strategy we might take with the Republic. If a section seems to make good sense understood politically, then interpret it at a political (and, because of the city-soul analogy, also a psychological) level. However if it seems absurd, ridiculous, completely impractical, opposed to common sense, or morally objectionable, take that as evidence that it is an allegory.

Such then, is our guiding hypothesis. It is only a conjecture until we can demonstrate it in action. That we propose to do here by taking a particularly clear case where literal interpretation gets us nowhere, namely the discussion of the so-called nuptial number in Book 8.

The Nuptial Number

For millennia people have puzzled over a section of Plato’s Republic that describes the so-called nuptial number (Rep. 8.545d−8.547a). This occurs within the speech of the Muses, wherein Socrates playfully claims to speak for the gods. By what seems at face value an implausibly complex formula, he derives a number that allegedly designates the optimal time for marriage and procreation amongst the guardians of the hypothetical just city. Much earlier (Book 3) Socrates has proposed that citizens in this city either comprise, or should be thought of as comprising, separate races that correspond to the metals of gold, silver, bronze, and iron. At the beginning of a well-constructed state, the guardians are of the golden race. By their marrying at a certain point (indicated by the nuptial number) in a great planetary or cosmic cycle, the chances are maximized that guardians’ offspring will themselves be golden and hence well suited to protect and rule the city. Otherwise less noble children will be born, who will not guard effectively; conflict will ensue, and the city’s integrity will be imperiled.

Read literally, it would seem that Plato is advocating eugenics, astrology and a strange number mysticism. We are not constrained to read Plato literally here, however, and may instead consider the possibility he means this allegorically. Below we consider a plausible psychological interpretation of this enigmatic material.

Psychopolis

We begin by restating a leading premise already discussed in previous articles (e.g., Uebersax 2014a). Modern psychology has learned a fair amount about the plural character of the human psyche. In the 20th century, numerous theories were advanced to account for it (Rowan, 1990 and Lester, 2010 supply thorough reviews of this extensive literature). Among the more prominent figures associated with this view are Carl Jung, Roberto Assagioli, Virginia Satir, Alfred Adler, Andras Angyal, George Kelly, John Watkins, James Hillman, and Eric Berne (earlier work by William James should also be mentioned).

The consensus opinion of these writers is that, although in one sense each of us is a single self, in another sense ones mental life can be meaningfully understood as a community of different processes, structures, or entities variously called sub-personalities, subegos, roles, identities, ego states, belief structures, schemata, agents, and various other names. These subselves (a convenient generic term) range from very well developed structures (e.g., full-fledged alter-egos or pathological multiple personalities), to the transitory states of mind, moods, or dispositions we all experience. Even without this impressive body of theory, common sense reveals that each of us is as many persons as we have different social roles, projects, desires, appetites, interests and hobbies, relationships, affiliations, and so on. The total number of such subselves for any given person may easily number into the hundreds or thousands.

We need not, in any case, commit ourselves to the belief that these are real entities. Subself theory may, alternatively, be thought of as a convenient metaphor for the basic multiplicity of ones roles, dispositions, and states of the psyche.

The existence of so many subselves sets the stage for conflict among them — a fact only too well known to each of us. To minimize conflict, so that our psyche and our life are as harmonious as possible, we need to effectively govern this inner community, lest conflicts and factions born of opposing goals and beliefs emerge. Considering what a complex problem this is, and that implications of success or failure are so vital to our well-being, we can easily believe that it did not escape the notice of so astute a psychologist as Plato. The city-soul analogy in his hands is a powerful tool. With it he can investigate principles of inner government that would be difficult or impossible to describe or conceptualize otherwise.

To re-state our premise in the simplest terms, it is that any feature of the city which Plato describes in the Republic must have some psychic counterpart, something to do with the city of our soul, psychopolis. If we do accept this view, then how might it illumine the meaning of Plato’s problematic nuptial number?

What I propose is that by births here, Plato is referring to the process by which we give birth to new subselves. If one attends to the matter, one easily discovers that new subselves are born very often — daily, or even more frequently.   For example, suppose that one is concerned about ones finances. Eventually a new scheme to make money is born. One then begins researching, planning, and eventually putting a plan into action. These in turn bring into being more new roles, interests, skills, attitudes, mental associations, and so on. New subselves come into being and join the myriad others that jointly define ones personality. This process goes on regularly throughout life.

Now consider, too, that of these births, some are “well-born” or “fortunate” (Rep. 8.546d) — say a plan for charitable activity — and others, like a scheme for revenge, are unworthy.  A gradation in moral soundness of subselves and their associated thoughts, I propose, is what Plato is getting at when he describes various races of citizens as golden, silver, bronze, and iron. He is referring to subselves and thought chains of varying degrees of nobility or baseness. A new plan, desire, or subself born from contemplation or some noble virtue like Hope, Love, or trust in or gratitude to God, would be a child of the golden race in Plato’s framework. One conceived in anger would perhaps be a bronze child. One concerned with money or sensory pleasure might be an iron offspring. It hardly needs pointing out that adjectives like golden, silver, noble and base are extremely common and universally recognized moral metaphors. We distinguish, for example, between noble and base motives, remark that an especially virtuous person has a heart of gold, and so on.

The Tyrant’s Progress

The context in which Plato’s nuptial number occurs is significant. It begins the long section in the Republic where Plato describes the Tyrant’s progress. He explains that, when cities are not ruled in the ideal way, which is to say by the love of Wisdom and Virtue, then they follow a characteristic pattern of decline, culminating in mob rule and finally tyranny. At each stage Plato explicitly reminds us that it not only applies to cities, but to an individual soul. Much more than in civil politics, our greater concern is that our own soul not descend into tyranny. Once we fall from a state of grace, where piety, humility, and love of Wisdom direct our thoughts (the psychic counterpart of the ideal city), the usual course, Plato suggests, is a progressive descent through the psychological counterparts of timocracy (rule of honor), oligarchy (rule by greed), mob rule, and finally tyranny. Psychologically, mob rule correspond to an aimless alternation from one transient interest to another; this, unfortunately, characterizes the mental life of a great many people. In the tyrannical condition, ones thoughts and actions are dictated by the narrow interests of a single subself; conditions like drug or alcohol addiction or compulsive gambling are extreme examples.

The Tyrant’s progress, then, is an allegory Plato uses to describe the fall by degrees of the psyche to a state of extreme moral disorder (see Uebersax, 2014b). Elsewhere, for example in the Chariot Myth of Phaedrus, the ascent from the Cave in the Republic, and Diotima’s Ladder of Love in the Symposium, Plato addresses the complementary arc of moral ascent or salvation. The saved condition or state of grace is metaphorically described, I believe, by the myths of the Upper World in Phaedo, and the Reign of Cronos in Statesman.

It is this great, recurring cycle of fall and redemption in our moral life to which Plato allegorically refers. He seems to suggest that there are certain stages in this cycle that are more favorable for the birth of new subselves. When in a state of grace (or the psychological equivalent), our children — new plans, projects, or interests that we conceive — will be golden. Conversely, when we are in a phase of moral decline our mental children will have baser natures, and might bring us more grief than goodness.

Discernment, Faction and Conflict

It was in order to understand the origin of faction within the city that Socrates first invoked the Muses in a mock-serious tone:

“How, then, Glaucon,” I said, “will disturbance arise in our city, and how will our helpers and rulers fall out and be at odds with one another and themselves? Shall we, like Homer, invoke the Muses to tell ‘how faction first fell upon them?’” (Rep. 8.545d; cf. Iliad 1.6).

Then, in speaking for the Muses, Socrates imagines they would urge the citizens to procreate only in accord with the nuptial number, as this will best ensure golden offspring. At issue is having new generations of rulers who can direct the city wisely. If they contain baser metals, they will attempt to manage the city by means other than Wisdom (for example, by force), and then factions and conflict will emerge. Eventually a coalition will unseat the government, and a worse regime will ensue. Therefore to produce golden children is of vital importance. If offspring are born unseasonably, then:

“the rulers selected from them will not approve themselves very efficient guardians for testing Hesiod’s and our races of gold, silver, bronze and iron. And this intermixture of the iron with the silver and the bronze with the gold will engender unlikeness and an unharmonious unevenness, things that always beget war and enmity wherever they arise. ‘Of this lineage, look you.’” (Ibid. 8.546e−8.547a; cf. 3.415b)

So too, if we give birth ‘in season’ to golden thoughts and subselves, then these will rule psychopolis; we will remain in a condition of psychological grace. They will effectively guard the acropolis of our soul, discerning the nature of new subselves, thoughts, and passions, and keep baser ones from reigning (Ibid. 8.560b-c).

But if we beget subselves during times of moral fall — while in a state of anger or worrying about money, for example — the great danger is that they will become our rulers; and when rulers such as these occupy the citadel, it is inevitable that factions will arise within us, conflict and unhappiness will result, and we will decline still further. This progressive decline is the central psychological theme of Book 8 and the first part of Book 9, as Plato chronicles the Tyrant’s progress. All this is set in motion when the rulers beget children at unfavorable times.

As to Plato’s exact formula for the nuptial number, I would not care to offer an interpretation, and the reader will see I have scrupulously avoided it. Maybe there are some subtle psychological metaphors in it, or perhaps it’s just an artistic flourish with no special meaning.  Then again, maybe he’s setting a clever trap to sidetrack those who aren’t intent on finding the deeper moral meanings in the work.

Nevertheless if what we have ventured to say is true, then knowing even this much might be of considerable practical value. It enables us to have more conscious awareness of the birthing of new subselves. One can ask oneself, “Is this particular new subself one I really want to cultivate?” A consideration of ones moral state at its conception may allow one to weed out some of the baser schemes before they go too far. If this is Plato’s meaning, then he shows himself to be at once most practical and subtle. It is also precisely the kind of insight that can be easily communicated by means of his city-soul analogy, but perhaps difficult by other means.

This is not the only place where Plato refers to golden, silver, bronze, and iron races. The theme figures prominently in his discussion of the so-called Noble Lie (Ibid. 3.414a−415d). A later article will discuss this, as well as Plato’s source, Hesiod’s Ages of Man myth in Works and Days, arguing that these also should be understood at the level of psychological and moral allegory.

John Uebersax

1st draft (Jan. 2016)

References

Annas, J. Platonic Ethics, Old and New. Ithaca: Cornel University Press, 1999; Chapter 4, The Inner City, pp. 72−95.

Augustine of Hippo. Against the Academics (Contra Academicos). Tr. John J. O’Meara. Westminster, Maryland, 1950.

Blössner, Norbert. The City-Soul Analogy. In: Giovanni R. F. Ferrari (ed.), The Cambridge Companion to Plato’s Republic (Ch. 13, pp. 345–385 ). Cambridge, 2007.

Guthrie, W. K. C, A History of Greek Philosophy. Vol. 4. Plato, the Man and His Dialogues: Earlier Period. Cambridge University Press, 1975.

Harte, Verity. The Politics of Ignorance. In: Eds. Verity Harte, Melissa Lane (eds.), Politeia in Greek and Roman Philosophy (pp. 139−154). Cambridge, 2013.

Hoerber, Robert G. The Theme of Plato’s Republic. Dissertation. Washington University, St. Louis, 1944.

Lester, David. A Multiple Self Theory of Personality. New York, 2010.

More, Paul Elmer. The Religion of Plato. Princeton, 1921.

Rowan, John. Subpersonalities: The People Inside Us. London, 1990.

Schofield, Malcolm. The Noble Lie. In: Giovanni R. F. Ferrari (ed.), The Cambridge Companion to Plato’s Republic (Ch 6, pp. 138–164). Cambridge, 2007.

Shorey, Paul (tr.). Plato’s Republic. 2 vols. Loeb Classical Library. Cambridge, MA, 1937 (v1), 1942 (v2).

Strauss, Leo. Persecution and the Art of Writing. New York, 1952.

Uebersax, John. Psychological Correspondences in Plato’s Republic. 2014a. Online document. author website.

Uebersax, John S. The Monomyth of Fall and Salvation. 2014b. Online document. Author website.

Uebersax, John. Is Plato’s Republic About Politics or Psychology? What Can Bayes’ Rule Tell Us? 2015. Online document. Author website.

Waterfield, Robin. Republic. Oxford University Press, 1993.

 

 

 

A Beautiful Mind: Addison’s Religious Essays

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fancy_dropcase_READERS of this blog may download a free copy of my new book, a collection of religious and metaphysical essays by Joseph Addison which appeared in the The Spectator in 1711 and 1712. These are certain to delight and edify.  Addison is well known as one of the most skilled prose stylists in the English language; but few today are aware of the sublime quality of his religious essays.

Addison’s influence on both the English and American minds is considerable, yet largely unacknowledged today.

Download the ebook in pdf format here.

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The Purpose of Plato’s Arguments for the Immortality of the Human Soul

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ucase-T- angelsHROUGHOUT Plato’s dialogues, and especially in the Phaedo (which describes Socrates’ final conversations), he presents many logical arguments and proofs for the immortality of the human soul. He also implies that we ought to be convinced that the soul is immortal. Yet, in truth, his arguments and proofs are not fully persuasive at the logical level. Sometimes the premises of his arguments are open to question, and other times the conclusion does not automatically follow from the premises.

This has puzzled many scholars, and some have gone to great lengths to reconcile Plato’s assertion of confidence with the seemingly flawed arguments. The logical gaps are plain enough that surely even Plato sees them. So what’s going on?

I think the answer partly lies in Plato’s unique teaching method, which we might sum up in two words: dialectic and anamnesis. Dialectic is the term Plato uses for his general method for approaching philosophical and moral problems. Through the conversations between Socrates and other characters in the dialogues, Plato likes to approach problems methodically and analytically, often using specific techniques like division, collection or aggregation, contradiction, and so on. His real aim, however, is not by such methods to come up with a specific logical answer. In fact, we find that Plato’s dialogues often end in a condition of what is called aporia, or perplexity, in which none of the various solutions proposed seem correct or fully satisfactory.

But that is precisely Plato’s purpose. For him the real aim of dialectic is not to deduce an answer, but to focus ones attention, intentions, and Intellect on a problem. In making that strenuous mental effort, one may find that a spontaneous insight into the problem being considered arises. One catches a fleeting but definitive glimpse of some important thing, say the beauty of Moral Virtue.

This flash of insight Plato calls anamnesis. Etymologically, this means recollection or un-forgetting (an = not, amnesis = forgetting). Taken literally, it implies that the insight is not something seen for the first time, but is actually a remembering of a truth previously known.  That has implications, some perhaps controversial, concerning other aspects of Plato’s theories, which there is no need to consider here. It suffices to note that a hallmark formula for Plato is: perform dialectic to produce anamnesis.

With this principle in mind, Plato’s seemingly less-than-perfect arguments for the soul’s immortality make more sense. We wouldn’t expect him to prove by deductive logic that the soul is immortal. Rather, it is more characteristic of his modus operandi to use the outward form of a logical argument as an exercise of dialectic, the real aim being to have us see the true nature of the soul. And in doing this, we may see that the soul is divine and immortal.

Again, I present this only as a proposal or conjecture. The best or perhaps only way to verify it is to study Plato’s arguments, become engaged with them, and see if they may indeed elicit some experiential insight into the soul’s divine nature.

As noted, this view comports with Plato’s general didactic method (whereas an attempt to logically prove the soul’s immortality would not). Some corroboratory evidence comes from Plotinus, in Enneads 4.7. In this treatise, Plotinus reviews arguments for the immortality of the soul. In section 4.7.1 he says:

To know the nature of a thing we must observe it in its unalloyed state, since any addition obscures the reality. Clear, then look: or, rather, let a man first purify himself and then observe: he will not doubt his immortality when he sees himself thus entered into the pure, the Intellectual. For, what he sees is an Intellectual-Principle looking on nothing of sense, nothing of this mortality, but by its own eternity having intellection of the eternal: he will see all things in this Intellectual substance, himself having become an Intellectual Kosmos and all lightsome, illuminated by the truth streaming from The Good, which radiates truth upon all that stands within that realm of the divine. (Plotinus, Enneads 4.7.10; MacKenna translation)

This comes just after Plotinus has referred to some of Plato’s logical arguments for the soul’s immortality. Plotinus’ language is, as is often the case, a bit obscure, but it seems he is basically saying: “If you want to know without doubt that the soul is immortal, see it.” (cf. “Know Thyself”), which I take to generally support the claim I’m raising.

It also seems fitting to note a comment Cicero makes in Book 1 of the Tusculan Disputations. (The latter part of this Book is in many respects a commentary on Plato’s Phaedo.)

Even if Plato gave no reasons for his belief—see how much confidence I have in the man—he would break down my opposition by his authority alone; but he brings forward so many reasons as to make it perfectly obvious that he is not only fully persuaded himself, but desirous of convincing others. (Cicero, Tusculan Disputations 1.21; Peabody translation.)

In other words, even if his arguments are not fully convincing at the logical level, we sense the conviction of Plato in the skillful and earnest way that he presents the issue to us, and this itself is evidence that his beliefs in the soul’s immortality are correct.

I hope in future posts to list, categorize and summarize all of Plato’s arguments for the soul’s immortality, and perhaps to explore some of them in detail. It might be mentioned that the four main arguments in the Phaedo for the immortality of the soul are the cyclicity argument, the recollection argument, the affinity argument, and the Form of Life argument. A good summary of these can be found here. Other major proofs Plato presents include the self-moved mover argument of Phaedrus 245c–246a, and the vitiating principle argument of Republic 10.608e–10.611a.

Postscript

A few hours after writing the above, the thought occurred — in connection with a different project — to consult Marsilio Ficino’s Platonic Theology. There I was first surprised to learn that its full title is actually The Platonic Theology: On the Immortality of the Soul (Theologia Platonica De immortalitate animorum).  He says much of value in the proem, for example:

Whatever subject he [Plato] deals with, be it ethics, dialectic, mathematics or physics, he quickly brings it round, in a spirit of utmost piety, to the contemplation and worship of God. He considers man’s soul to be like a mirror in which the image of the divine countenance is readily reflected; and in his eager hunt for God, as he tracks down every footprint, he everywhere turns hither and thither to the form of the soul. For he knows that this is the most important meaning of those famous words of the oracle, “Know thyself,” namely “If you wish to be able to recognize God, you must first learn to know yourself.” So anyone who reads very carefully the works of Plato that I translated in their entirety into Latin some time ago will discover among many other matters two of utmost importance: the worship of God with piety and understanding, and the divinity of souls. On these depend our whole perception of the world, the way we lead our lives, and all our happiness. (Marsilio Ficino, The Platonic Theology, proem; Allen translation)

Ficino also says that “in the sphere of moral philosophy one must purify the soul until its eye becomes unclouded and it can see the divine light and worship God,” and that it is a mistake to “divorce the study of philosophy from sacred religion.” (Ibid.)

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Written by John Uebersax

June 16, 2015 at 9:25 pm

Pitirim Sorokin’s Personality Theory

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Pitirim Sorokin is best known as a sociologist. However he also developed a fairly detailed and interesting theory of human personality. Unfortunately, no psychologists seem to be aware of this theory, even though it dovetails nicely with modern subpersonality theory (Lester, 1995, 2007; Rowan, 1990; Schwarz, 1995).

Sorokin first systematically presented his personality theory in 1947, in Society, Culture and Personality (Chs. 19 & 48). He revisited the theory in 1954 in The Ways and Power of Love (Chs. 5 & 6). It is the later version that we will consider here.

Sorokin didn’t like Freud’s personality model, and, in part, developed his own to remedy the deficiencies of Freud’s. It will be helpful, then, to begin discussion with a review of Freud’s model.

Freud’s Personality Model

Freud’s well-known personality model postulates three principle entities (Figure 1). First is the   id, which contains our instinctive, biological drives (food, aggression, sex, etc.). Because we are social organisms, such that to act on every instinctive drive would conflict with other human beings (who similarly wish to gratify their instinctive urges), society conditions us to certain norms, restrictions, and inhibitions. These taken collectively Freud calls the super-ego.

Freud's personality model

The id and the super-ego are in perpetual conflict. For instance, should one give in to an angry impulse to yell at an unruly teenager, or should restrain oneself and set a good example? To resolve such conflicts is the task of the third entity, the ego. In Freud’s model, the ego is the level at which we consciously operate most of the time, at least if we’re functioning healthily.

This simple model has become so engrained in our cultural consciousness that it’s easy to overlook some very serious problems with it. One is fairly subtle: Freud is almost sneaky in labeling the normative component of the scheme the super-ego. The adjective super suggests that it is somehow above the ego, but in reality it isn’t. It’s basically on the same level as biological instincts or id: merely an accident of the material world (in this case, the social world, which, in Freud’s materialistic theory, is simply a product of evolution and chance). The norms of Freud’s super-ego have no spiritual or ultimate moral basis; they are relative, and differ in each society. In some societies, for example, the super-ego may insist that it is right to aggress. The super-ego, in other words, is nothing like the traditional concept of a moral conscience; but by naming it as he does, Freud, whether intentionally or not, creates the illusion that it is more like moral conscience than it really is.

So the first criticism is that Freud’s model has no place for a genuinely transcendent dimension of the human psyche. Second, Freud is certainly mistaken in assuming that our normative social constraints are mere arbitrary conventions. Rather, many of our social inhibitions derive from genetically determined instincts. For example, parents nurture and protect their children not simply because society teaches these behaviors!. These are also familial instincts, found in other animals besides humans. Similarly, if we look carefully, we’ll see that many social inhibitions similarly derive from instincts: to act in a dignified way in public, to share in necessary work and not be lazy, to win the approval of others, etc.

A third criticism is that Freud’s model makes it look like we have only a single ego. This fails to account for the fact, fairly plainly evident, that we actually have many different egos. These egos come and go as circumstances change. We have a work ego, a play ego, a family ego, a citizen ego, a church ego, and so on. Importantly, these egos, or sub-egos as we may call them, may themselves conflict with one another. Indeed conflict among sub-egos is one of the most difficult aspects of our mental life, yet Freud’s theory doesn’t directly address them.

Sorokin’s Model

Figure 2 shows Sorokin’s personality model. Like Freud, Sorokin allows that we have biological drives and instincts. Unlike Freud, Sorokin argues that individual biological instincts may have their own ‘dedicated’ egos. For example, the aggression instinct may give rise to an aggression ego. Alternatively, we can call this a sub-ego, to acknowledge the fact that our ‘ego’ in general (the large circle) consists of many different sub-egos which may take charge of our actions at any given time. Biological instincts and biological sub-egos together comprise the realm of the bioconscious.

Sorokin's personality model

In a similar way, we have many different social instinct and drives. Some are innate (parenting instincts), and some are associated with cultural roles. These create unconscious pressures on us to behave in certain ways, and we develop social egos or sub-egos in order to do so. Our unconscious social drives/instincts, together with our socially-oriented sub-egos comprise what Sorokin called the socioconscious.

But in allowing that we have not one, but many (in fact, potentially a very large number) of alternative sub-egos, any of which may be ‘in charge’ at a given time, we are faced with a huge problem: how to decide which sub-ego should be in control. Freud largely ignores this problem, which is the very essence of the human condition and the problem of free will.

What in us chooses the operative sub-ego in the current situation? And by what criteria? Is this a skill which can be consciously developed, and if so, how? It would seem that this speaks directly to the art of living well, yet it’s absent in Freud’s mechanistic model of personality.

Using examples drawn from his impressive mastery of many fields, including philosophy, religion, history, and art, Sorokin argues that there is a level above the bioconscious and the socioconscious, which he calls the supraconscious. We could, if we wish, simply regard this as a “black box”: an unknown entity whose existence is inferred from considerable empirical evidence (such as the reality of artistic genius), but the exact nature of which we are ignorant. Alternatively, we could allow that this is the traditional conscience or higher Reason which traditional religions claim human beings possess. Mostly either view is compatible with Sorokin’s theory. The important point is that there is something within us, a deep moral sense, which guides our actions. Thus, unlike as with Freud’s model, there is something outside and truly above ego which guides ego’s choices. (A major practical problem with Freud’s model is that, by failing to teach people that they have a moral conscience, they fail to direct their attention to it, and might as well not have it!)

We should mention that for Sorokin the supraconscious is oriented to love, understood as a universal principle and a transcendent fact of the universe. Sorokin ‘mysticism’ in this regard is very rational, and well connected with established philosophical and religious traditions of humankind. Nevertheless he showed a great deal of courage and integrity in insisting the love be taken seriously by scientists — and this uncompromising position certainly contributed to his lack of popularity in his own time and since.

Sorokin’s Model Revised

Sorokin’s interests in personality theory were clearly subordinate to his greater interests in sociology and culture. Partly for that reason, many details of his personality theory are not completely elaborated, some important features remain only implicit. Here I’d like to sketch a slightly more complex version that articulates some of these implicit principles. Figure 3 shows the revised model.

Sorokin's personality model extended

The concept of ego pluralism, and the bioconscious and socioconscious levels remain as with Sorokin’s explicit formulation. The first innovation is to divide the supraconscious realm into a non- or unconscious (abbreviated ucs.) component, and various conscious egos which act on intuitions and inspirations supplied by this higher unconscious. For simplicity we call these the religious (sub-)egos, but understand them to include a variety of sub-egos associated with moral growth, spiritual development, artistic creativity, and the like. That is, we use the word religious here in a very broad way to mean all that by which we re-connect (religio) ourselves with ourselves — i.e., with attainment of inner harmony, integrity, individuation, etc. Regardless of what we call them, just as we have multiple biological sub-egos and multiple social sub-egos, it’s fairly clear that we have multiple religious/moral/creative sub-egos as well. (For example, I have a yoga sub-ego, a Christian sub-ego, and a Roman Catholic sub-ego, and so on.)

In addition, Figure 3 postulates the existence of a unique, central sub-ego, whose responsibility it is to decide which sub-ego — be it religious, biological, or social — is in charge at any given time. Initially we can call this the governing ego, although the Greek term hegemonikon suggests itself as an appropriate term. One main implication of this model is precisely that for optimal personality integration a person must develop a hegemonikon sub-ego in the first place (this might not happen by default, but may require conscious effort and special education), and, secondly, the hegemonikon must become skilled at what it does.

I would propose that one form of effective hegemonikon is what we could call the philosopher sub-ego. That is, at some point in personality development, at least if all goes well, a person realizes that they need an inner philosopher to guide them through life. This is a momentous event, and in a sense marks the boundary between psychological childhood and adulthood. Without going to far into it here, I would propose that what Plato is seeking to do in his writings is precisely this: to awaken within readers the realization that they need such a guiding sub-ego, and that the best form this can take is that of a “lover of Wisdom” — a philosopher sub-ego in the truest sense. This sub-ego becomes a new fixture of the personality and then helps guide psychic integration and growth.

That all for now. I’m not invested in this model, but it does seem scientifically plausible and consistent with certain empirical and literary evidence. Whether I’ll allude to it again remains to be seen. In any case, now it is available for reference. It may prove useful in further explorations of psychological symbolism in the Bible.

But at the very least we’ve given Sorokin credit for his valuable innovations as a personality theorist.

References

Lester, David. Theories of Personality: A Systems Approach. Washington, DC: Taylor & Francis, 1995.

Lester, David. A Subself Theory of Personality. Current Psychology, 26, March 2007, pp. 1–15.

Rowan, John. Subpersonalities: The People Inside Us. Routledge, 1990 (repr. 2013).

Schwartz, Richard C. Internal Family Systems Therapy. New York: Guilford, 1995 (repr. 2013).

Sorokin, Pitirim A. Society, Culture, and Personality: Their Structure and Dynamics. New York, 1947 (repr. 1962).

Sorokin, Pitirim A. The Ways and Power of Love. 1954 (repr.: Templeton Foundation Press, 2002).

 

 

 

 

 

 

 

 

 

 

 

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A Meditation on Man’s Transcendent Dignity

with 2 comments

Pope Francis

On November 25, 2014, Pope Francis addressed the members of the European Parliament in Strasbourg, France, exhorting them to greater concern for what he called man’s transcendent dignity. The next day one newspaper ran the somewhat misleading headline, “Pope Calls for End to Hunger.” Now clearly ending hunger is a good thing, and the Pope did mention it. But this was not his core message, which considered not so much man’s needs and dignity at a material level, but man’s transcendent dignity.

What, then, is man’s transcendent dignity? This is clearly too large and involved a topic to pursue in detail here. Rather it is more fitting to call attention to the fact that it is a question. Our first task, that is, is to come to a more clear and explicit understanding of this term, transcendent dignity, which we seem to collectively intuit has some valid meaning even if we cannot at present say exactly what it is.

Here I would simply like to offer an example — a thought experiment, perhaps we could call it — that helps establish that human beings do have what can be properly called transcendent dignity.

Suppose, then, that some form of cosmic radiation were to kill all human beings on earth except one, but leaving all buildings, machines, plants and animals, etc., intact. Although this person would suffer aloneness, he or she would also be able to go anywhere and do anything. He or she could read every great book, see every magnificent building, painting, or sculpture, listen to every work of classical music ever recorded; visit every corner of the globe, see every magnificent spectacle of nature, learn about every animal and plant.   Let us add the further premise that this person could by some form of in vitro fertilization or cloning and advanced technology produce exactly one other human being to carry on after he or she died — so that the planet would always have one human being alive, and living the same kind of life.

What I propose is that the world would be a completely different and better place because of this one person. This single person would supply a depth and dignity to the world — a level of intellectual, moral, and spiritual meaning — that would be absent otherwise.  Without this person the world might exist materially, but it would be spiritually and morally lifeless. In short, this example implies that the transcendent dignity of man is so great that a single human being is enough to supply moral, intellectual, and spiritual meaning to the entire universe!

The example also implies a moral mandate to give human beings the time, freedom, and opportunity to cultivate their higher nature. The hungry must be fed. But man does not live by bread alone. The European Parliament must also promote policies that allow man to nourish his soul.

A Transcendental Humanism

Plato-Aristotle-by-RaphaelSchool of Athens (detail)

school-of-athensSchool of Athens

I will also add that Pope Francis’ remarks about Plato and Aristotle in Raphael’s ‘School of Athens’ were quite interesting.  They are worth quoting in full:

One of the most celebrated frescoes of Raphael is found in the Vatican and depicts the so-called “School of Athens.” Plato and Aristotle are in the centre. Plato’s finger is pointed upward, to the world of ideas, to the sky, to heaven as we might say. Aristotle holds his hand out before him, towards the viewer, towards the world, concrete reality. This strikes me as a very apt image of Europe and her history, made up of the constant interplay between heaven and earth, where the sky suggests that openness to the transcendent – to God – which has always distinguished the peoples of Europe, while the earth represents Europe’s practical and concrete ability to confront situations and problems.

The future of Europe depends on the recovery of the vital connection between these two elements. A Europe which is no longer open to the transcendent dimension of life is a Europe which risks slowly losing its own soul.

What the Pope is suggesting is a form transcendental humanism which integrates the spiritual and the material dimensions of man’s nature.  This philosophical view has a long history, and a name:  Idealism, or Platonic Idealism.   It also corresponds to the Integral or Idealistic cultural mentality described by Pitirim Sorokin.

It also needs to be clearly stated that modern humanism — which views man only in material and biological terms — does not affirm man’s dignity, but arguably reduces it.

Philosophers today, in Europe and elsewhere,  need to direct their attention to these issues.   As always, we must begin with a careful consideration of terms and definitions.   Conventionally a distinction has been made between a religious or spiritually based humanism on the one hand, and what is called secular humanism on the other.  This terminology immediately paints us into a corner, because it supposes that secular culture and institutions must exclude anything having to do with religion and spirituality.  But secular doesn’t actually mean non-spiritual — it only means, in this context, that which pertains to institutions that are public, universal, and not affiliated with particular religious institutions.  In other words, it is perfectly feasible to envisage a humanism that recognizes dimensions of human experience beyond the material, but which is public, universal, and suitable for incorporation into our civil and government institutions.  The actual contrast, then, is between a purely materialistic humanism — which defines man only in terms of biology and physical needs — and one that allows for elements of man’s nature which go beyond the merely material.

We can, in other words, have a humanism that is both secular and transcendent.  To articulate and develop such an integral humanism should be our goal.  The Dalai Lama of Tibet has made repeated pleas for a universal secular humanism based on such principles as compassion and social justice.  But this suggestion is not, at least as it has been generally interpreted, sufficiently distinct from a merely materialistic humanism: after all, other animals also have compassion for each other; there is nothing unique to man’s dignity in that he cares about the hunger and suffering of other members of his species.

Distinctly European is the Renaissance heritage of a humanism that is truly secular and transcendent.  This development came to a halt when Enlightenment rationalism pushed it aside.  Now that the perils of unbridled rationalism are evident, we must again seek the more balanced and integral view of man.  We can do this by re-examining Renaissance philosophy, and even more so the classical philosophical underpinnings of the Renaissance, especially Platonism.

Also noteworthy is that the theme of individual responsibility, which is easily undermined by state nannyism, has been repeatedly emphasized by papal communications.  For example, Pope Paul VI’s encyclical, Populorum Progressio, states the following:

15. … Endowed with intellect and free will, each man is responsible for his self-fulfillment even as he is for his salvation. He is helped, and sometimes hindered, by his teachers and those around him; yet whatever be the outside influences exerted on him, he is the chief architect of his own success or failure. Utilizing only his talent and willpower, each man can grow in humanity, enhance his personal worth, and perfect himself.

In 1987, marking the 20th anniversary of Populorum progression, Pope John Paul II issued the encyclical, Sollicitudo Rei Socialis.  The encyclical was critical of the so-called liberation theology which seeks to improperly prioritize man’s material advancement ahead of his moral and spiritual advancement:

Development which is merely economic is incapable of setting man free, on the contrary, it will end by enslaving him further. Development that does not include the cultural, transcendent and religious dimensions of man and society, to the extent that it does not recognize the existence of such dimensions and does not endeavor to direct its goals and priorities toward the same, is even less conducive to authentic liberation. Human beings are totally free only when they are completely themselves, in the fullness of their rights and duties.

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The Republic: Plato’s Allegory for the Human Soul

with 4 comments

Plato Athens

THIS is the first of a series of articles which argue that Plato’s Republic is mainly a work on psychology, not political science: an allegory for the politics and right government of the human soul or psyche, not a treatise on civil government.

This is not a new idea, but an old one, and many modern classicists (e.g., Annas, 1999; Waterfield, 1993) support it.

To be clear, this doesn’t deny that the Republic contains important political insights.  The proposal is only that it is more valuable as a work on psychology, and that more attention should be devoted to teaching, reading and studying it at that level than presently occurs.

The first order of business is to present the supporting evidence.  Here no attempt is made to convince or persuade, only to inform, so that readers decide for themselves.

  1. First, there are the ancient titles of the work.  Diogenes Laertius cites Thrasylus (d. 36 CE) to the effect that it had two Greek titles: Politeia (Πολιτεία) and peri dikaiou (περὶ δικαίου; DL 3.60). The word politeia means systems of government, political regimes, or, in an equivalent sense, constitutions.  The word Politeia doesn’t make clear whether the topic is constitutions of cities, souls, or both.  The second title, peri dikaiou, however, is less ambiguous.  While sometimes translated as On Justice, that’s incorrect (the Greek word for justice is dikaiosune, not dikaiou).  A more suitable rendering in English would be On the Just (or Righteous) Person.
  2. Second, we have to consider that Plato’s overriding concern in all his works is to teach philosophia, the love of wisdom, as a means of saving the individual soul from its fallen condition of folly and unhappiness. Every one of his works serves this purpose. It would seem a little strange for Plato to suddenly drop this great work to write a treatise on civil government.
  3. Third, we have statements by Plato throughout the Republic which imply that the good man, not the good state, is his main concern. The conversation in Book 1 is clearly centered on what justice is for an individual person.  In Book 2, Socrates, frustrated at having made little progress, proposes to use the city-soul analogy  as a way of making the dynamics of an individual soul “larger” and more easily investigable  (2.368d). Throughout the extended analogy Plato takes pains to continually draw our attention back to dynamics of the individual psyche.
  4. Many specific provisions of the Republic’s ideal city-state would be, if taken literally, implausible or absurd. Examples include eugenics, a caste system, wives and children in common.  All these implausible and “dystopian elements” of the Republic become no longer troublesome if we accept that the Republic is a psychological allegory, and we are not therefore required to interpret every detail literally.
  5. History has judged Plato the greatest philosopher the West has produced.  Read as a psychological allegory, the Republic is work of towering genius, and conforms to this view.  But read literally, the Republic makes Plato look rather silly and naive in places.
  6. Plato is also universally recognized as a not just a philosopher, but a literary master — a poet whose art and imagery are essential in conveying his meaning. His writings are all set in the form of dramatic dialogues. Much of Plato’s philosophy is given in the form of myths related by the characters of the dialogues. Plato himself originally aspired to be a tragic poet. Aeschylus was his role model. He was immensely pious. He prayed for inspiration, appealed to the Muses, and was an initiate of the Eleusinian Mysteries. It is disastrous, therefore, to try to understand Plato at a purely literal level — which is what political scientists have done.
  7. Perhaps most importantly, there is what we may call heuristic evidence. Once one understands that the Republic is a psychological allegory, and reads it at that level, it simply works. One gains insight, one feels a sense of depth and meaning in the work; it stimulates the imagination and promotes self-knowledge. None of these things occur when one reads the Republic as literal political science.
  8. The use of allegory to convey subtle psychological and moral themes (e.g., in the works of Homer and Hesiod) was quite familiar to Plato and his readers.
  9. It would make sense for Plato to use the analogy of a city as a singularly useful analogy for exploring the dynamics of the human psyche. A large literature in psychology (for reviews see Rowan 1993; Schwartz 1995; Lester 1995, 2007) argues persuasively that any adequate view of the human mind must take into account its plurality, i.e., that normal mental function involves what can be thought of as multiple subselves, subpersonalities, part-egos, complexes, thought patterns, characters, etc. The existence of this pluralism, and frequent conflicts among components, is an obvious and fundamental feature of the human condition; the need to harmonize them is a requirement for happiness and healthy personality function. Every human being is confronted with the difficult but supremely important task of governing the elements of ones own mind.
  10. In short what I propose is this: to apply a characteristically Platonic method of exegesis to Plato’s Republic.  The specific method is that of the Jewish Middle Platonist, Philo of Alexandria.  Philo’s extensive writings supply what is arguably our best example of Greek psychologically-oriented allegorical exegesis.  In Philo’s case, the method is applied to the Old Testament (mostly the Pentateuch).  The key of this method is to associate every principle figure and event in the Old Testament with some corresponding entity or element of the human psyche or soul (Uebersax, 2012).  It is a very simple and obvious —  and, when put into practice, very persuasive — approach. It yields abundant insight into human nature.  From the pragmatic viewpoint, then, if from no other, the approach is valid.  There are sufficient thematic parallels between the Republic and the Old Testament to justify applying this method to the former.  That is, there’s much similarity between the task of raising a mythical polis from discord and chaos into an ordered republic, and leading tribes of Jews from bondage in Egypt, supplying them laws, and bringing them to the Promised Land.  Moreover, Philo himself frequently alludes to the theme of a city-soul in his works, and in ways that suggest a direct connection with Plato (for example, sometimes in the same paragraph he alludes to Plato’s chariot allegory).

This is a sufficient outline of the thesis to prove and the categories of supporting evidence. I will flesh this outline out, developing the arguments and supplying supporting evidence, in forthcoming articles.

In closing, I would like to add that my attitude towards modern political science interpreters in general is not hostile, and my comments shouldn’t be understood that way. On the contrary, precisely because there is an analogy between the politics of the individual psyche and external government, we can use the Republic to gain certain insights about the latter. The problem only comes when the focus on political science becomes so dominant that the psychological meaning is obscured. The fault, really, is due to the field of psychology, which has ignored the Republic, rather than the field of political science. But in any case, we must remove the automatic connection in the public mind that Plato’s Republic is a work on civil government. We must replace this with a growing understanding of its psychological and spiritual significance. It is, after all is said and done, a sacred work, a scripture of the ancient Greek religion, an expression of the perennial Wisdom tradition, and should be understood as such.

I scarcely with to assert this dogmatically, however.  More appropriately, I propose it as a hypothesis.  If it is correct, then over time it will prove its worth.

Recent writers who have most strongly endorsed the psychological reading of Republic are Waterfield (1993) and Annas (1999).  See also Hoerber (1944).  For an excellent review of the literature see  Blössner (2007).

Update: For further discussion on this topic see Uebersax (2014a, b).

References

Annas, Julia. Platonic Ethics, Old and New. Cornell University Press, 1999. (See Ch. 4, The Inner City, pp. 72–95.)

Blössner, Norbert. “The City-Soul Analogy.” In: Giovanni R. F. Ferrari (ed.), The Cambridge Companion to Plato’s Republic, Cambridge University Press, 2007, pp. 345–385.

Hoerber, Robert G. The Theme of Plato’s Republic. Dissertation. Washington University, St. Louis, 1944.

Lester, David. Theories of Personality: A Systems Approach. Washington, DC: Taylor & Francis, 1995.

Lester, David. “A Subself Theory of Personality“. Current Psychology, 26, March 2007, pp. 1–15.

Rowan, John. Subpersonalities: The People Inside Us. Routledge, 1990 (repr. 2013)

Schwartz, Richard C. Internal Family Systems Therapy. New York: Guilford, 1995 (repr. 2013).

Uebersax, John S. Psychological Allegorical Interpretation of the Bible. Paso Robles, CA, 2012.

Uebersax, John S. Psychology, Philosophy, and Plato’s Divided Line. 2014a. Accessed 17 December 2014 from < http://www.john-uebersax.com >.

Uebersax, John S. Psychological Correspondences in Plato’s Republic.  2014b. Accessed 17 December 2014 from < satyagraha.wordpress.com >.

Waterfield, Robin. Republic. Oxford University Press, 1993. (See especially his cogent discussion in the section of the Introduction titled, “Reading Republic“.)