Satyagraha

Cultural Psychology

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Written by John Uebersax

December 10, 2012 at 11:48 pm

Posted in Uncategorized

Culture in Crisis: The Visionary Theories of Pitirim Sorokin

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Introduction

Pitirim Sorokin, a leading 20th century sociologist, is someone you should know about. Consider this quote of his:

The organism of the Western society and culture seems to be undergoing one of the deepest and most significant crises of its life. The crisis is far greater than the ordinary; its depth is unfathomable, its end not yet in sight, and the whole of the Western society is involved in it. It is the crisis of a Sensate culture, now in its overripe stage, the culture that has dominated the Western World during the last five centuries….

Shall we wonder, therefore, that if many do not apprehend clearly what is happening, they have at least a vague feeling that the issue is not merely that of “prosperity,” or “democracy,” or “capitalism,” or the like, but involves the whole contemporary culture, society, and man? …

Shall we wonder, also, at the endless multitude of incessant major and minor crises that have been rolling over us, like ocean waves, during recent decades? Today in one form, tomorrow in another. Now here, now there. Crises political, agricultural, commercial, and industrial! Crises of production and distribution. Crises moral, juridical, religious, scientific, and artistic. Crises of property, of the State, of the family, of industrial enterprise… Each of the crises has battered our nerves and minds, each has shaken the very foundations of our culture and society, and each has left behind a legion of derelicts and victims. And alas! The end is not in view. Each of these crises has been, as it were, a movement in a great terrifying symphony, and each has been remarkable for its magnitude and intensity. (P. Sorokin, SCD, pp. 622-623)

Background

Pitirim Alexandrovich Sorokin (1889–1968) was born in Russia to a Russian father and an indigenous (Komi, an ethnic group related to Finns) mother. Like other intellectuals of his age, he was swept up in the revolt against the tsarist government. He held a cabinet post in the short-lived Russian Provisional Government (1917), and had the distinction of being imprisoned successively by both tsarist and Bolshevist factions. Eventually sentenced to death, he was pardoned by Lenin, emigrated, and came to the US. There he enjoyed a long and distinguished academic career, much of it at Harvard University, where he served as head of the sociology department.

His experience and acute observations of Russian politics left him uniquely suited for understanding the transformational forces of the 20th century. By 1937 he published the first three volumes of his masterpiece, Social and Cultural Dynamics, but he continued to refine his theories for nearly three more decades.

Based on a careful study of world history – including detailed statistical analysis of phases in art, architecture, literature, economics, philosophy, science, and warfare – he identified three strikingly consistent phenomena:

  1. There are two opposed elementary cultural patterns, the materialistic (Sensate) and spiritual (Ideational), along with certain intermediate or mixed patterns.  One mixed pattern, called Idealistic, which integrates the Sensate and Ideational orientations, is extremely important.
  2. Every society tends to alternate between materialistic and spiritual periods, sometimes with transitional, mixed periods, in a regular and predictable way.
  3. Times of transition from one orientation to another are characterized by a markedly increased prevalence of wars and other crises.

Main characteristics of the Sensate, Ideational, and Idealistic cultural patterns are listed below. (A more detailed explanation of alternative cultural orientations, excerpted from Sorokin’s writings, can be found here.)

Sensate (Materialistic) Culture

The first pattern, which Sorokin called Sensate culture, has these features:

  • The defining cultural principle is that true reality is sensory – only the material world is real. There is no other reality or source of values.
  • This becomes the organizing principle of society. It permeates every aspect of culture and defines the basic mentality. People are unable to think in any other terms.
  • Sensate culture pursues science and technology, but dedicates little creative thought to spirituality or religion.
  • Dominant values are wealth, health, bodily comfort, sensual pleasures, power and fame.
  • Ethics, politics, and economics are utilitarian and hedonistic. All ethical and legal precepts are considered mere man-made conventions, relative and changeable.
  • Art and entertainment emphasize sensory stimulation. In the decadent stages of Sensate culture there is a frenzied emphasis on the new and the shocking (literally, sensationalism).
  • Religious institutions are mere relics of previous epochs, stripped of their original substance, and tending to fundamentalism and exaggerated fideism (the view that faith is not compatible with reason).

Ideational (Spiritual) Culture

The second pattern, which Sorokin called Ideational culture, has these characteristics:

  • The defining principle is that true reality is supersensory, transcendent, spiritual.
  • The material world is variously: an illusion (maya), temporary, passing away (“stranger in a strange land”), sinful, or a mere shadow of an eternal transcendent reality.
  • Religion often tends to asceticism and moralism.
  • Mysticism and revelation are considered valid sources of truth and morality.
  • Science and technology are comparatively de-emphasized.
  • Economics is conditioned by religious and moral commandments (e.g., laws against usury).
  • Innovation in theology, metaphysics, and supersensory philosophies.
  • Flourishing of religious and spiritual art (e.g., Gothic cathedrals).

Integral (Idealistic) Culture

Most cultures correspond to one of the two basic patterns above. Sometimes, however, a mixed cultural pattern occurs. The most important mixed culture Sorokin termed an Integral culture (also sometimes called an idealistic culture – not to be confused with an Ideational culture.) An Integral culture harmoniously balances sensate and ideational tendencies. Characteristics of an Integral culture include the following:

  • Its ultimate principle is that the true reality is richly manifold, a tapestry in which sensory, rational, and supersensory threads are interwoven.
  • All compartments of society and the person express this principle.
  • Science, philosophy, and theology blossom together.
  • Fine arts treat both supersensory reality and the noblest aspects of sensory reality.

Update:  A more recent article that concisely describes the features of Materialism, Ideationalism, and Idealism is ‘What is Materialism? What is Idealism?‘ (Uebersax, 2013b)

Western Cultural History

Sorokin examined a wide range of world societies. In each he believed he found evidence of the regular alternation between Sensate and Ideational orientations, sometimes with an Integral culture intervening. According to Sorokin, Western culture is now in the third Sensate epoch of its recorded history. Table 1 summarizes his view of this history.

Table 1
Cultural Periods of Western Civilization According to Sorokin

Period Cultural Type Begin End
Greek Dark Age Sensate 1200 BC 900 BC
Archaic Greece Ideational 900 BC 550 BC
Classical Greece Integral 550 BC 320 BC
Hellenistic – Roman Sensate 320 BC 400
Transitional Mixed 400 600
Middle Ages Ideational 600 1200
High Middle Ages, Renaissance Integral 1200 1500
Rationalism, Age of Science Sensate 1500 present

 
Based on a detailed analysis of art, literature, economics, and other cultural indicators, Sorokin concluded that ancient Greece changed from a Sensate to an Ideational culture around the 9th century BC; during this Ideational phase, religious themes dominated society (Hesiod, Homer, etc.).

Following this, in the Greek Classical period (roughly 600 BC to 300 BC), an Integral culture reigned: the Parthenon was built; art (the sculptures of Phidias, the plays of Aeschylus and Sophocles) flourished, as did philosophy (Plato, Aristotle). This was followed by a new Sensate age, associated first with Hellenistic  (the empire founded by Alexander the Great) culture, and then the Roman Empire.

As Rome’s Sensate culture decayed, it was eventually replaced by the Christian Ideational culture of the Middle Ages. The High Middle Ages and Renaissance brought a new Integral culture, again associated with many artistic and cultural innovations. After this Western society entered its present Sensate era, now in its twilight. We are due, according to Sorokin, to soon make a transition to a new Ideational, or, preferably, an Integral cultural era.

Cultural Dynamics

Sorokin was especially interested in the process by which societies change cultural orientations. He opposed the view, held by communists, that social change must be imposed externally, such as by a revolution. His principle of immanent change states that external forces are not necessary: societies change because it is in their nature to change. Although sensate or ideational tendencies may dominate at any given time, every culture contains both mentalities in a tension of opposites. When one mentality becomes stretched too far, it sets in motion compensatory transformative forces.

Helping drive transformation is the fact that human beings are themselves partly sensate, partly rational, and partly intuitive. Whenever a culture becomes too exaggerated in one of these directions, forces within the human psyche will, individually and collectively – work correctively.

Crises of Transition

As a Sensate or Ideational culture reaches a certain point of decline, social and economic crises mark the beginning of transition to a new mentality. These crises occur partly because, as the dominant paradigm reaches its late decadent stages, its institutions try unsuccessfully to adapt, taking ever more drastic measures. However, responses to crises tend to make things worse, leading to new crises. Expansion of government control is an inevitable by-product:

The main uniform effect of calamities upon the political and social structure of society is an expansion of governmental regulation, regimentation, and control of social relationships and a decrease in the regulation and management of social relationships by individuals and private groups. The expansion of governmental control and regulation assumes a variety of forms, embracing socialistic or communistic totalitarianism, fascist totalitarianism, monarchial autocracy, and theocracy. Now it is effected by a revolutionary regime, now by a counterrevolutionary regime; now by a military dictatorship, now by a dictatorship, now by a dictatorial bureaucracy. From both the quantitative and the qualitative point of view, such an expansion of governmental control means a decrease of freedom, a curtailment of the autonomy of individuals and private groups in the regulation and management of their individual behavior and their social relationships, the decline of constitutional and democratic institutions.” (MSC p. 122)

But, as we shall consider below, at the same time as these crises occur, other constructive forces are at work.

Trends of our Times

Sorokin identified what he considered three pivotal trends of modern times. The first trend is the disintegration of the current Sensate order:

In the twentieth century the magnificent sensate house of Western man began to deteriorate rapidly and then to crumble. There was, among other things, a disintegration of its moral, legal, and other values which, from within, control and guide the behavior of individuals and groups. When human beings cease to be controlled by deeply interiorized religious, ethical, aesthetic and other values, individuals and groups become the victims of crude power and fraud as the supreme controlling forces of their behavior, relationship, and destiny. In such circumstances, man turns into a human animal driven mainly by his biological urges, passions, and lust. Individual and collective unrestricted egotism flares up; a struggle for existence intensifies; might becomes right; and wars, bloody revolutions, crime, and other forms of interhuman strife and bestiality explode on an unprecedented scale. So it was in all great transitory periods. (BT, 1964, p. 24)

The second trend concerns the positive transformational processes which are already at work:

Fortunately for all the societies which do not perish in this sort of transition from one basic order to another, the disintegration process often generates the emergence of mobilization of forces opposed to it. Weak and insignificant at the beginning, these forces slowly grow and then start not only to fight the disintegration but also to plan and then to build a new sociocultural order which can meet more adequately the gigantic challenge of the critical transition and of the post-transitory future. This process of emergence and growth of the forces planning and building the new order has also appeared and is slowly developing now….

The epochal struggle between the increasingly sterile and destructive forces of the dying sensate order and the creative forces of the emerging, integral, sociocultural order marks all areas of today’s culture and social life, and deeply affects the way of life of every one of us. (BT, 1964, pp. 15-16)

The third trend is the growing importance of developing nations:

“The stars of the next acts of the great historical drama are going to be – besides Europe, the Americas, and Russia – the renascent great cultures of India, China, Japan, Indonesia, and the Islamic world. This epochal shift has already started…. Its effects upon the future history of mankind are going to be incomparably greater than those of the alliances and disalliances of the Western governments and ruling groups. (BT, 1964, pp. 15-16)

Social Transformation and Love


While the preceding might suggest that Sorokin was a cheerless prophet of doom, that is not so, and his later work decidedly emphasized the positive. He founded the Harvard Research Center for Creative Altruism, which sought to understand the role of love and altruism in producing a better society. Much of the Center’s research was summarized in Sorokin’s second masterpiece, The Ways and the Power of Love.

This book offered a comprehensive view on the role of love in positively transforming society. It surveyed the ideals and tactics of the great spiritual reformers of the past – Jesus Christ, the Buddha, St. Francis of Assisi, Gandhi, etc. – looking for common themes and principles.

We need, according to Sorokin, not only great figures like these, but also ‘ordinary’ individuals who seek to exemplify the same principles within their personal spheres of influence.  Personal change must precede collective change, and nothing transforms a culture more effectively than positive examples. What is essential today, according to Sorokin, is that individuals reorient their thinking and values to a universal perspective – to seek to benefit all human beings, not just oneself or ones own country.

A significant portion of the book is devoted to the subject of yoga (remarkable for a book written in 1954), which Sorokin saw as an effective means of integrating the intellectual and sensate dimensions of the human being. At the same time he affirmed the value of traditional Western religions and religious practices.

The Road Ahead

Sorokin’s theories supply hope, motivation, and vision. They bolster hope that there is a light at the end of the tunnel, and that it may not be too far distant. The knowledge that change is coming, along with an understanding of his theories generally, enables us to try to steer change in a positive direction. Sorokin left no doubt but that we are at the end of a Sensate epoch. Whether we are headed for an Ideational or an Integral culture remains to be seen. It is clearly consistent with his theories that an Integral culture – a new Renaissance – is attainable and something to actively seek.

One reason that change may happen quickly is because people already know that the present culture is oppressive. Expressed public opinion, which tends to conformity, lags behind private opinion. Once it is sufficiently clear that the tide is changing, people will quickly join the revolution. The process is non-linear.

The West and Islam

Viewed in terms of Sorokin’s theories, the current tensions between the West and Islam suggest a conflict between an overripe ultra-materialistic Western culture, detached from its religious heritage and without appreciation of transcendent values, against a medieval Ideational culture that has lost much of its earlier spiritual creativity. As Nieli (2006) put it:

“With regard to the current clash between Islam and the West, Sorokin would no doubt point out that both cultures currently find themselves at end stages of their respective ideational and sensate developments and are long overdue for a shift in direction. The Wahabist-Taliban style of Islamic fundamentalism strays as far from the goal of integral balance in Sorokin’s sense as the one-sidedly sensate, post-Christian societies of Northern and Western Europe. Both are ripe for a correction, according to Sorokin’s theory of cultural change, the Islamic societies in the direction of sensate development (particularly in the areas of science, technology, economic productivity, and democratic governance), the Western sensate cultures in the direction of ideational change (including the development of more stable families, greater temperance and self-control, and the reorientation of their cultural values in a more God-centered direction). Were he alive today, Sorokin would no doubt hold out hope for a political and cultural rapprochement between Islam and the West.” (Nieli, p. 373)

The current state of affairs between the West and Islam, then, is better characterized as that of mutual opportunity rather than unavoidable conflict. The West can share its technological advances, and Islam may again – as it did around the 12th century – help reinvigorate the spirit of theological and metaphysical investigation in the West.

Individual and Institutional Changes

Institutions must adapt to the coming changes or be left behind. Today’s universities are leading transmitters of a sensate mentality. It is neither a secret nor a coincidence that Sorokin’s ideas found little favor in academia. A new model of higher education, perhaps based on the model of small liberal arts colleges, is required.

Politics, national and international, must move from having conflict as an organizing principle, replacing it with principles of unity and the recognition of a joint destiny of humankind.

A renewal in religious institutions is called for. Christianity, for example, despite its protestations otherwise, still tends decidedly towards an ascetic dualism – the view that the body is little more than a hindrance to the spirit, and that the created world is merely a “vale of tears.” Increased understanding and appreciation of the spiritual traditions of indigenous cultures, which have not severed the connection between man and Nature, may assist in this change.

Sorokin emphasized, however, that the primary agent of social transformation is the individual. Many simple steps are available to the ordinary person. Examples include the following:

  • Commit yourself to ethical and intellectual improvement. In the ethical sphere, focus first on self-mastery. Be eager to discover and correct your faults, and to acquire virtue. Think first of others. See yourself as a citizen of the world. Urgently needed are individuals who can see and seek the objective, transcendent basis of ethical values.
  • Read Plato and study Platonism, the wellsprings of integral idealism in the West.  For a warm-up, read works of Emerson — Platonism come to America.
  • Cultivate your Intellect and encourage others to do likewise: read history, literature, and poetry; listen to classical music; visit an art museum.
  • Practice yoga.
  • Be in harmony with Nature: plant a garden; go camping; protect the environment.
  • Reduce the importance of money and materialism generally in your life.
  • Turn off the television and spend more time in personal interaction with others.

A little reflection will doubtless suggest many other similar steps. Recognize that in changing, you are not only helping yourself, but also setting a powerfully transformative positive example for others.

The Supraconscious

Sorokin’s later work emphasized the role of the supraconscious — a Higher Self or consciousness that inspires and guides our rational mind. Religions and philosophical systems universally recognize such a higher human consciousness, naming it variously: Conscience, Atman, Self, Nous, etc. Yet this concept is completely ignored or even denied by modern science. Clearly this is something that must change. As Sorokin put it:

By becoming conscious of the paramount importance of the supraconscious and by earnest striving for its grace, we can activate its creative potential and its control over our conscious and unconscious forces. By all these means we can break the thick prison walls erected by prevalent pseudo-science around the supraconscious. (WPL, p. 487)

The reality of the supraconscious is a cause for hope and humility: hope, because we are confident that the transpersonal source of human supraconsciousness is providential, guiding culture through history with a definite plan; and humility, because it reminds us that our role in the grand plan is achieved by striving to rid ourselves of preconceived ideas and selfishly motivated schemes, and by increasing our capacity to receive and follow inspiration. It is through inspiration and humility that we achieve a “realization of man’s unique creative mission on this planet.” (CA, p. 326).

References and Reading

  • Coser, Lewis A. Masters of Sociological Thought. 2nd ed. New York: Harcourt Brace Jovanovich, 1977.
  • Sorokin, Pitirim A. Social and Cultural Dynamics. 4 vols. 1937 (vols. 1-3), 1941 (vol. 4); rev. 1957 (reprinted: Transaction Publishers, 1985). [SCD]
  • Sorokin, Pitirim A. The Crisis of Our Age. E. P. Dutton, 1941 (reprinted 1957). [CA]

updated 11 March 2015

Pure Democracy vs. Republic: The Federalist No. 10

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SOME claim that today we urgently need a pure democracy — i.e., a system of government in which all social issues are decided by popular vote.  While pure democracy is a logical and effective system for governing small organizations, experience shows it ill-suited for managing large groups.  The framers of the US Constitution considered the alternative of pure democracy, but rejected it  Instead, based on a thorough study of history, they concluded that a republic, where representatives elected by voters make laws, was a more stable, just and democratic system.

The reasoning is best articulated in the The Federalist No. 10, by James Madison.  In this important work, Madison first identifies factionalism as the fatal flaw of pure democracies:

AMONG the numerous advantages promised by a well constructed Union, none deserves to be more accurately developed than its tendency to break and control the violence of faction. The friend of popular governments never finds himself so much alarmed for their character and fate, as when he contemplates their propensity to this dangerous vice. He will not fail, therefore, to set a due value on any plan which, without violating the principles to which he is attached, provides a proper cure for it. The instability, injustice, and confusion introduced into the public councils, have, in truth, been the mortal diseases under which popular governments have everywhere perished. [italics added]

Madison lays out his arguments methodically.  First he notes that the seeds of factionalism are sown in human nature itself:

A zeal for different opinions concerning religion, concerning government, and many other points, as well of speculation as of practice; an attachment to different leaders ambitiously contending for pre-eminence and power; or to persons of other descriptions whose fortunes have been interesting to the human passions, have, in turn, divided mankind into parties, inflamed them with mutual animosity, and rendered them much more disposed to vex and oppress each other than to co-operate for their common good. [italics added]

The last words are central his argument.  He emphasizes that it is concern for the common good that is the essence of democracy, and implies that this requires a spirit of cooperation, not competition, to achieve.  To the extent that pure democracy promotes and empowers factionalism, it is extremely undemocratic.

In a pure democracy, the larger faction will use legislation to oppress the minority:

When a majority is included in a faction, the form of popular government, on the other hand, enables it to sacrifice to its ruling passion or interest both the public good and the rights of other citizens.

But a minority faction can do its own damage with obstructionism and sabotage:

If a faction consists of less than a majority … [i]t may clog the administration, it may convulse the society.

The instability and injustice characteristic of pure democracies also supplies a pretext by which true tyrants (“adversaries to liberty”) may come to power.

Madison wraps up the first half of the article summarizing the problems of pure democracy:

From this view of the subject it may be concluded that a pure democracy, by which I mean a society consisting of a small number of citizens, who assemble and administer the government in person, can admit of no cure for the mischiefs of faction. A common passion or interest will, in almost every case, be felt by a majority of the whole; a communication and concert result from the form of government itself; and there is nothing to check the inducements to sacrifice the weaker party or an obnoxious individual. Hence it is that such democracies have ever been spectacles of turbulence and contention; have ever been found incompatible with personal security or the rights of property; and have in general been as short in their lives as they have been violent in their deaths. [italics added]

The advantage of a republic is that citizens are represented by elected legislators, who supply a buffer against the selfishness, injustice and fickleness of popular opinion:

The effect of the first difference [of a republic] is, on the one hand, to refine and enlarge the public views, by passing them through the medium of a chosen body of citizens, whose wisdom may best discern the true interest of their country, and whose patriotism and love of justice will be least likely to sacrifice it to temporary or partial considerations. Under such a regulation, it may well happen that the public voice, pronounced by the representatives of the people, will be more consonant to the public good than if pronounced by the people themselves, convened for the purpose.

The benefits of having elected legislators include that they can (1) consider the well-being of all citizens, (2) study and debate issues in depth, (3) base decisions on long-term interests that popular opinion often disregards; and (4) avoid flip-flopping as voter majorities change.

Questions

1. Do modern social and mass communication media increase or decrease the relevance of Madison’s reservations about pure democracy?

2. Much of his argument for a republic depends on the ability to elect capable and honest legislators. What steps could society take to make this more likely?

Further Reading

  • James Madison, Federalist No. 10, “The Utility of the Union as a Safeguard Against Domestic Faction and Insurrection (continued),” Daily Advertiser, November 22, 1787.
  • The Federalist Papers (Wikipedia)

Healthy and Unhealthy Communication Patterns Within the US Political Spectrum

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THE theme of this brief article (illustrated in the figure below) is to note a contrast between two political conditions of American society:

1. Positive condition (top): Moderates of left and right converse with each other, producing a fruitful exchange of ideas and gradual improvement in social policies and government.  This is, arguably, somewhat the situation of the US in the 1960’s.

2. Disordered condition (bottom): This corresponds to the present situation, where the political narrative is dictated by radicals on the left and right, with the majorities on both sides marginalized.

The system dynamics of these two scenarios are completely different.  In the healthy situation, there is a moral majority, spanning left and right — the members of which share certain fundamental moral premises about right and wrong and the direction society ought to head.  Within this moral majority, people on either side of the aisle may disagree, but they still recognize and affirm a greater sense of community that transcends specific differences of opinion. This system allows and promotes gradual social progress, because each side is interested in listening, reason, negotiation, compromise and respect of self and others.  Communication media (news, articles, books) are oriented to the moderate majority.  Example: in the 1960’s, Democrats and Republicans read the same magazines (Life,  Reader’s Digest, Saturday Evening Post) and watched the same news programs; this helped (1) affirm a sense of community and shared values that transcend politics, and (2) allowed for examination of social issues along non-partisan lines.

In the disordered condition, extreme and radical factions on the left and right are elevated to functional leadership.   A false narrative is created which assumes that ‘radicals speak for everyone.’  Dissenters are censored, or ridiculed.  Extremely polarized communication media are used as a means to convey the false message that the radicals speak for everyone.  Radicals demonize opponents, and moderates in each camp are induced to dislike and hate moderates of the other camp for ideological reasons.  Anything that affirms the fundamental solidarity of all citizens (religion, tradition, fine arts) must be denigrated and ridiculed.

If this is a reasonable model of what’s going on, what can or should be done to correct things?

Consecrated Lives

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by Elbert Hubbard (1856–1915)

ERE’S a thought, Dearie, that I give to you because I haven’t a very firm grasp upon it myself. In order to clarify my mind I explain to you. And thus, probably, do I give you something which is already yours. Grateful? Of course you are — there!

The thought is this — but before I explain it let me tell of what a man saw in a certain cottage in Denmark. And it was such a little white-washed cottage, too, with a single, solitary rosebush clambering over the door! An Artist, his Wife and their Little Girl lived there. There were four rooms, only, in this cottage — a kitchen, a bedroom, a workroom and the Other Room. The kitchen was for cooking, the bedroom for sleeping, the workroom for work, and the Other Room was where the occupants of the cottage received their few visitors. When the visitors remained for tea or lunch, the table was spread in the Other Room, but usually the Artist, his Wife and their Little Girl ate their meals in the kitchen, or in summer on the porch at the back of the house.

Now the Artist painted pictures, and his Wife carved beautiful shapes in wood; but they didn’t make much money — in fact, no one seemed to know them at all. They didn’t have funds to accumulate a library, and perhaps would not if they had. But still they owned all the books written by Georg Brandes. These books were kept in a curious little case, which the Artist and his Wife, themselves, had made.And before the case of books was an ancient Roman lamp, suspended from the ceiling by a chain. And the lamp was kept always lighted, night and day. Each morning before they tasted food, the man & his Wife read from Georg Brandes, and then they silently refilled, trimmed & made the lamp all clean and tidy.Oho! why, your eyes are filling with tears — how absurd! — & you want to hear more about the Artist and his Wife and the Little Girl! But, bless me! that is all I know about them.

However, I do know that Georg Brandes is one of the Apostles of the Better Day. His message is a plea for beauty — that is to say, harmony.  He would have us live lives of simplicity, truth, honesty and gentleness. He would have us work for harmony and love, instead of for place and power. Georg Brandes is an individualist and a symbolist. He thinks all of our belongings should mean much to us, and that great care should be exercised in selection. We need only a few things, but each of these things should suggest utility, strength, harmony and truth.  All of our actions must be suggestive of peace and right. Not only must we speak truth, but we must live it. Our lives should be consecrated to the good — lives consecrated to Truth and Beauty. Consecrated Lives!

And so this Artist and his Wife I told you of were priests of Beauty, and their Little Girl was a neophyte; and the room where the Roman lamp burned was filled with the holiness of beauty, and no unkind thought or wrong intent could exist there.

Consecrated Lives! that is the subject. There is a brotherhood of such, and you can reach out and touch fingertips with the members the round world over.

Beauty is an Unseen Reality — an attempt to reveal a spiritual condition. Members of this Brotherhood of Consecrated Lives do not take much interest in Political Policies; and all the blatant blowing of brass horns that are used on ‘Change, in pulpits, or by Fourth of July speakers are to them trivial and childish. They distinguish at once the note of affectation, hypocrisy
and pretense in it all. They know its shallowness, its selfishness and its extremely transient quality.

Yet your man of the Consecrated Life may mix with the world, and do the world’s business, but for him it is not the true world, for hidden away in his heart he keeps burning a lamp before a shrine dedicated to Love and Beauty.

The Adept only converses at his best with an Adept, and he does this through self-protection. To hear the world’s coarse laugh in his Holy of Holies — no! and so around him is a sacred circle, and within it only the Elect are allowed to enter.

To join this brotherhood of Consecrated Lives requires no particular rites of initiation — no ceremonial — no recommendations. You belong when you are worthy.

But do not for a moment imagine you have solved the difficulty when you have once entered. To pride yourself on your entrance is to run the danger of finding yourself outside the pale with password hopelessly forgotten. Within the esoteric lines are circles and inner circles, and no man yet has entered the inmost circle where the Ark of the Covenant is secreted. All is relative.

But you know you belong to the Brotherhood when you feel the absolute nothingness of this world of society, churches, fashion, politics and business; and realize strongly the consciousness of the Unseen World of Truth, Love and Beauty.

The first emotion on coming into the Brotherhood is one of loneliness and isolation. You pray for comradeship, and empty arms reach out into the darkness. But gradually you awaken to the thought that you are one of many who hope and pray alike; and that slowly this oneness of thought and feeling is making its impress felt.

Then occasionally you meet one of your own. This one may be socially high or low, rich or poor, young or old, man or woman — but you recognize each other on sight and hold sweet converse. Then you part, mayhap, never to meet again, but you are each better, stronger, nobler for the meeting.

Consecrated Lives! You meet and you part, but you each feel a firmer impulse to keep the light burning — the altar light to Truth, Simplicity and Beauty. No other bond is required than that of devotion to Truth, the passion of listening in the Silence, the prayer for Wholeness and Harmony, the earnest desire to have your life reflect the Good.

All man-made organization would be fatal to the sweet, subtle and spiritual qualities of the Brotherhood.  For organization means officers, judicial robes, livery, arbitrary differentiation, and all the vile and foolish claptrap of place and power. It means the wish to dictate, select and exclude, and this means jealousy, prejudice and bitterness — fifteen candidates for a vacant bishopric with heartaches to match!  No organization ever contained within its ranks the best. Organization is arbitrary and artificial; it is born of selfishness; and at the best is a mere matter of expediency.  The Brotherhood of Consecrated Lives admits all who are worthy, and all who are excluded, exclude themselves.

If your Life is to be a genuine consecration, you must be free. Only the free man is truthful; only the heart that is free is pure. How many compose this Brotherhood — who shall say? There are no braggart statisticians, no paid proselytes with their noisy boastings. Two constitute a congregation, and where they commune is a temple. Many belong who do not know it; others there be who think they belong, and are so sure of it that they do not.

But the Brotherhood is extending its lines;
and what think you the earth will be like
when the majority of men and women
in it learn that to be simple and
honest and true is the part of
wisdom, & that to work
for Love & Beauty is
the highest good?

Source: Elbert Hubbard (aka Fra Elbertus), ‘Consecrated Lives’, in A Message to Garcia, and Thirteen Other Things, East Aurora, NY: Roycrafters, 1901. (pp. 89−95).

Written by John Uebersax

March 11, 2017 at 5:46 pm

Jesus Was an Anarchist

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by Elbert Hubbard (1856–1915)

 AM an Anarchist.

All good men are Anarchists.

All cultured, kindly men; all gentlemen; all just men are Anarchists.

Jesus was an Anarchist.

A monarchist is one who believes a monarch should govern. A Plutocrat believes in the rule of the rich. A Democrat holds that the majority should dictate. An Aristocrat thinks only the wise should decide; while an Anarchist does not believe in government at all.

Richard Croker is a Monarchist; Mark Hanna a Plutocrat; Cleveland a Democrat; Cabot Lodge an Aristocrat; William Penn, Henry D. Thoreau, Bronson Alcott and Walt Whitman were Anarchists.

An Anarchist is one who minds his own business. An Anarchist does not believe in sending warships across wide oceans to kill brown men, and lay waste rice fields, and burn the homes of people fighting for liberty. An Anarchist does not drive women with babes at their breasts and other women with babes unborn, children and old men into the jungle to be devoured by beasts or fever or fear, or die of hunger, homeless, unhoused and undone.

Destruction, violence, ravages, murder, are perpetuated by statute law. Without law there would be no infernal machines, no war ships, no dynamite guns, no flat-nosed bullets, no pointed cartridges, no bayonets, no policeman’s billies, no night sticks, no come-alongs, no handcuffs, no strait-jackets, no dark cells, no gallows, no prison walls to conceal the infamies therein inflicted. Without law no little souls fresh from God would be branded “illegitimate”, indelibly, as soon as they reach Earth. Without law there would be less liars, no lawyers, fewer hypocrites, and no Devil’s Island.

“The Cry of the Little Peoples goes up to God in vain,
For the world is given over to the cruel sons of Cain;
The hand that would bless us is weak, and the hand that would break us is strong,
And the power of pity is naught but the power of a song.
The dreams that our fathers dreamed today are laughter and dust,
And nothing at all in the world is left for a man to trust.
Let us hope no more, nor dream, nor prophesy, nor pray,
For the iron world no less will crash on its iron way;
And nothing is left but to watch, with a helpless pitying eye,
The kind old aims for the world, and the kind old fashions die.”
~ Richard Le Galienne, ‘The Cry of the Little Peoples’

I do not go quite so far as that — I’m a pessimistic-optimist, Dearie, — I believe that brutality tends to defeat itself. Prize fighters die young, gourmands get the gout, hate hurts worse the man who nurses it, and all selfishness robs the mind of its divine insight, and cheats the soul that would know. Mind alone is eternal! He, watching over Israel, slumbers not nor sleeps. My faith is great: out of the transient darkness of the present the shadows will flee away, and Day will yet dawn.

I am an Anarchist.

No man who believes in force and violence is an Anarchist. The true Anarchist decries all influences save those of love and reason. Ideas are his only arms.

Being an Anarchist I am also a socialist. Socialism [note: i.e., as a political party] is the antithesis of Anarchy. One is the North Pole of Truth, the other the South. The socialist believes in working for the good of all, while Anarchy is pure Individualism. I believe in every man working for the good of self; and in working for the good of self, he works for the good of all. To think, to see, to feel, to know; to deal justly; to bear all patiently; to act quietly; to speak cheerfully; to moderate one’s voice — these things will bring you the highest good. They will bring you the love of the best, and the esteem of that Sacred Few, whose good opinion alone is worth cultivating. And further than this, it is the best way you can serve Society — live your life. The wise way to benefit humanity is to attend to your own affairs, and thus give other people an opportunity to look after theirs.

If there is any better way to teach virtue than by practicing it, I do not know it.

Would you make men better — set them an example.

The Millennium will never come until governments cease from governing, and the meddler is at rest. Politicians are men who volunteer the task of governing us, for a consideration. The political boss is intent on living off your labor. A man may seek an office in order to do away with the rascal who now occupies it, but for the most part office seekers are rank rogues. Shakespeare uses the word politician five times, and each time it is synonymous with knave. That is to say, a politician is one who sacrifices truth and honor for policy. The highest motive of his life is expediency — policy. In King Lear it is the “scurvy politician,” who through tattered clothes beholds small vices, while robes and furred gowns, for him, cover all.

Europe is divided up between eight great governments, and in time of peace over three million men are taken from the ranks of industry and are under arms, not to protect the people, but to protect one government from another.

Mankind is governed by the worst — the strongest example of this is to be seen in American municipalities but it is true of every government. We are governed by rogues who hold their grip upon us by and thru statute law. Were it not for law the people could protect themselves against these thieves, but now we are powerless and are robbed legally. One mild form of coercion these rogues resort to is to call us unpatriotic when we speak the truth about them. Not long ago they would have cut off our heads. The world moves.

Government cannot be done away with instantaneously, but progress will come, as it has in the past by lessening the number of laws. We want less governing, and the Ideal Government will arrive when there is no government at all.

So long as governments set the example of killing their enemies, private individuals will occasionally kill theirs. So long as men are clubbed, robbed, imprisoned, disgraced, hanged by the governing class, just so long will the idea of violence and brutality be born in the souls of men.

Governments imprison men, and then hound them when they are released.

Hate springs eternal in the human breast.

And hate will never die so long as men are taken from useful production on the specious plea of patriotism, and bayonets gleam in God’s pure sunshine.

And the worst part about making a soldier of a man is, not that the soldier kills brown men or black men or white men, but it is that the soldier loses his own soul.

I am an Anarchist.

I do not believe in bolts or bars or brutality. I make my appeal to the Divinity in men, and they, in some mysterious way, feeling this, do not fail me. I send valuable books without question, on a postal card request, to every part of the Earth where the mail can carry them, and my confidence is never abused. The Roycroft Shop is never locked, employees and visitors come and go at pleasure, and nothing is molested. My library is for anyone who cares to use it.

I fix my thought on the good that is in every soul and make my appeal to that. And the plan is a wise one, judged by results. It secures you loyal helpers, worthy friends, gets the work done, aids digestion and tends to sleep o’nights. And I say to you, that if you have never known the love, loyalty and integrity of a proscribed person, you have never known what love, loyalty and integrity are.I do not believe in governing by force, or threat, or any other form of coercion. I would not arouse in the heart of any of God’s creatures a thought of fear, or discord, or hate or revenge. I will influence men, if I can, but it shall be only by aiding them to think for themselves; and so mayhap, they, of their own accord choose the better part — the ways that lead to life and light.

Source: Elbert Hubbard (aka Fra Elbertus), ‘The Better Part’, in A Message to Garcia, and Thirteen Other Things, East Aurora, NY: Roycrafters, 1901. Republished in 1910 and 1939 under the title, ‘Jesus Was an Anarchist’.

Righteousness (Δικαιοσύνη)

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sir-joshua-reynolds-justice-1779

1. CONFUSION about what ‘Justice’ means is a major source of psychological and social problems today.  The basic argument herein is that the cardinal virtue usually called ‘Justice’ in modern English is more accurately termed Righteousness.

2. It’s vital to understand that Justice itself is something much greater than mere retributive justice (punishment, revenge, etc.) or equity (treating all people equally). While Justice itself — like Truth and Beauty, to which it is related — can be experienced and intuited, it is not easily defined.  We should therefore try to look at it from various angles, hoping to reveal its true moral meaning meaning.

3. First we consider the etymology and cognates of ‘Justice’.  Doing so we notice a variety of words and phrases in which the root, just, has a meaning that refers not to laws, but to exactness and perfect measure.  For example, we routinely use phrases like ‘just in time,’ ‘just right,’ ‘just as I hoped,’ and so on.  Here is our first clue: that what we call justice might be more accurately called just-rightness, arightness, or the like.

4. We should also seek out ancestral wisdom on a matter of such enduring and central importance to human welfare as Justice.  Accordingly let us consult various sources.

5. In Greek mythology we find that Justice and retribution are distinct: the former is represented by the goddess Dike; and the latter by the goddess Nemesis.  These are two separate entities, and separate principles.

6. Justice/Dike is often represented as holding golden scales.  Justice is associated with scales not because ‘the punishment must fit the crime’, as some suppose; rather, a much broader and beautiful meaning is alluded to:  that, for everything in life, indeed for everything in the Universe, there is a perfect mean or measure — neither too much, nor too little — in which amount, it contributes harmoniously to the cosmic symphony.  In Egyptian religion, this cosmic meaning of Justice is even more apparent, where the counterpart of Dike is Ma’at, goddess of Measure and Balance.

7. Justice, as a personal virtue, is a main concern of the New Testament, where it is termed in Greek, dikaiosyne, and commonly translated into English as righteousness. An indication of the central importance of righteousness in the New Testament is that it figures prominently in not one, but two of the nine Beatitudes:

Blessed are they which do hunger and thirst after righteousness: for they shall be filled. (Matt 5:6)

Blessed are they which are persecuted for righteousness’ sake: for theirs is the kingdom of heaven. (Matt 5:10)

8. A few lines later are these words:

But seek ye first the kingdom of God, and his righteousness; and all these things shall be added unto you. (Matt 6:33)

Most Christians are familiar with the phrase, seek ye first the kingdom of God, but perhaps few realize that they are instructed as well to seek his righteousness — which we may understand as meaning to seek to understand and know what divine righteousness is, and to possess this virtue in our own life. This fits exactly with previous comments on the kingdom of God

9. But in equating Justice with righteousness, have we solved anything?  What does righteous mean?  There is some confusion here also, as indicated by the phrase, righteous indignation.  This phrase is internally contradictory: righteousness and indignation have little affinity for each other, and, in fact, are almost diametrically opposed.  A truly righteous person is more characteristically patient, long-suffering, charitable and meek — not indignant.

10. Thayer’s Greek Definitions, a definitive biblical reference, relates the primary meaning of dikaiosyne with “integrity, virtue, purity of life, and rightness and correctness of thinking, feeling and acting.”  It thus means a person who is right (in the sense of ‘just right’, well measured, or harmonized) with God, with him/herself, and with the Universe.

11. We find that dikaiosyne is a principle concern of St. Paul’s epistles as well.  He frequently emphasizes a distinction between legalism (slavish adherence to fixed laws) and righteousness — an ethical orientation in which ones choices are spontaneously guided by Conscience, our innate spiritual sense of rightness.  Seeing this helps us understand one of St. Paul’s most famous doctrines: that one is justified (i.e., made righteous) by faith in Jesus Christ.  This could be understood psychologically to mean that the act of turning ones heart to Jesus re-aligns ones moral apparatus, reconnecting one to ones spiritual Conscience — thereby permitting one to act and think in accord with God’s will, and putting one again in harmony with all creation; one becomes, that is, ‘aright’ again, regaining a state of natural bliss and attunement.

12. Plato devoted his greatest dialogue, the Republic, to the question, what is righteousness?; the ancient subtitle of the Republic, in fact, is ‘On the Righteous Man.’  That Plato wrote a lengthy dialogue on this topic indicates that he considered this question an important one, and that (as today), ordinary notions of what Justice means were confused or mistaken and needed clarification.  In the Republic, Plato explicitly rejects a definition of righteousness as mere equity (‘giving to each man his due’), in favor of a meaning of right measure that contributes to Harmony, Balance, Order and Beauty.

13. Plato also considered Justice (righteousness; dikaiosyne) to be one of the four cardinal virtues, along with Courage, Temperance and Prudence.  Of these,  Justice is the greatest, as it is necessary for the others.  Each of the other cardinal virtues is a rightly measured mean between extremes. Courage, for example, is the right mean between cowardice and rashness.  We need dikaiosune to judge what the right amount of some specific virtue is that a given situation demands.

14. Plato concludes the Republic with Socrates confidently announcing that the righteous person is the most happy — where happiness means a certain divine state of mind.  This agrees with the Beatitudes, where we are told that the righteous person will attain the condition of bliss or blessedness (makarios).

15. Considering all the preceding — what may we infer?  We know that righteousness brings happiness, and that this righteousness is far removed from anything like revenge or retribution.  Likewise is does not consist in mere performance of social duties, including important ones like helping the needy — though these, of course, would usually be part of the life of a truly righteous person.  Specific actions are important —  but not as important as the very means by which we may discern what actions would be most truly beneficial, productive, beautiful, harmonious and ‘just right.’

16. Therefore while it’s clearly important to relieve the oppression, mistreatment, poverty, hunger and sickness of others, we should not, in the process of pursuing these things, whether through anger, indignation, agitation or disturbed thinking, disconnect ourselves from our own righteousness, nor act in ways that oppose Divine Harmony.

17. This true meaning of righteousness is conveyed in the following lines of Orphic Hymn 62, To Dikaiosyne (in Greek mythology, the goddess or spirit Dikaiosyne was righteousness personified, a daughter of Dike):

O Blessed Dikaiosyne, mankind’s delight,
Th’ eternal friend of conduct just and right:
Abundant, venerable, honor’d maid,
To judgments pure, dispensing constant aid,
A stable conscience, and an upright mind;
For men unjust, by thee are undermin’d,
Whose souls perverse thy bondage ne’er desire,
But more untam’d decline thy scourges dire:
Harmonious, friendly power, averse to strife,
In peace rejoicing, and a stable life;
Lovely, loquacious, of a gentle mind,
Hating excess, to equal deeds inclin’d:
Wisdom, and virtue of whate’er degree,
Receive their proper bound alone in thee. (Thomas Taylor, translator)

18. Occupying the deepest level of our moral consciousness, Dikaiosyne is potentially related to the symbols of the angel guarding the gates of Paradise, the Pythogorean Y at the entrance to the Isles of the Blessed, and the ancient mystical allegory called the Choice of Hercules.

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19. Let us not emulate the unvirtue of those who hold up angry signs at public demonstrations that say, “No Justice, No Peace!” or the like — making, in effect, a threat, and expressing a sentiment as far removed from the true meaning of Justice as it is from Peace.   We should, rather, remind ourselves, “No Peace, No Justice!”  Peace removes the mental agitations that distort our thinking and impede our ability to see the right course, and the way of Truth and Beauty.  Conversely, whatever opposes Peace, opposes righteousness, by producing discord, enmity, and disturbed and erroneous thinking.

20. To summarize, what emerges is that Justice/righteousness is a state of mind, a cosmic principle, and an attribute of Deity — one with much in common with Truth and Beauty.  Justice is the joyous and glorious Divine Harmony of an all-good God.  It is something which, the more we understand, the more we love.  Indeed one could easily argue that divine Justice and divine Love are virtually the same thing.

21. Well may we reflect on the words of St. Paul in 1 Corinthians 13, where, in speaking of authentic charity (agape), he may just as well be describing the sublime virtue of righteousness:

[1] Though I speak with the tongues of men and of angels, and have not charity, I am become as sounding brass, or a tinkling cymbal.

[2] And though I have the gift of prophecy, and understand all mysteries, and all knowledge; and though I have all faith, so that I could remove mountains, and have not charity, I am nothing.

[3] And though I bestow all my goods to feed the poor, and though I give my body to be burned, and have not charity, it profiteth me nothing.

[4] Charity suffereth long, and is kind; charity envieth not; charity vaunteth not itself, is not puffed up,

[5] Doth not behave itself unseemly, seeketh not her own, is not easily provoked, thinketh no evil;

moreau_gustave_-_hesiode_et_la_muse_-_1891

 ~ * ~

Psychopolis: Plato’s Inner Republic and Personality Theory

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FOREWARD. The present short article presents two ideas.  One is that, contrary to the received opinion, Plato’s Republic is not mainly a book on civil politics, but an allegory for the managing the inner city of ones soul.  The second is that one particular way Plato’s theories can benefit modern psychology is that they successfully integrate traditional concepts of morality with the issue of personality integration.  Plato’s works, and the Republic in particular, offer a bridge between modern personality psychology and the perennial philosophy.

ONE of the most consistent and important findings in the vast 20th century literature on personality theory is that the psyche is not unitary, but plural.  The subselves which jointly constitute the personality have been variously called subpersonalities, subegos, part selves, schemata, complexes, and numerous other terms.  While there are some differences amongst these theoretical models, they largely agree.  Herein we will use the term subpersonality in a comprehensive sense to include all these other related concepts.

Excellent reviews of this literature have been supplied by Rowan (1990), Carter (2008), and Lester (2010).  Lester’s work is especially valuable for present discussion because he has attempted to lay out the principles of subpersonality theory in a compelling, axiomatic way. In the same spirit of axiomatic and scientific development, the present article, which is concerned with the psychological interpretation of Plato’s Republic, builds on the existing framework of Lester (2010) with a series of hypotheses, conjectures, or postulates.

*  *  *

Postulates and Conjectures

1. Each person has, besides well-developed subpersonalities, a larger number of less well developed complexes which we might call proto-personalities (or part personalities; cf. Carter’s concept of minors and micros).  Each desire, interest, appetite, ambition, goal, project, social role, attachment, possession, relationship etc. has its own sub- or proto-personality. The number of such entities may therefore easily range into the hundreds or thousands.  Herein we will understand the term subpersonality to include proto-personalities.

2. Subpersonalities have affective and intellectual components.  At the intellectual level, a subpersonality may be more, or less reasonable.  Many (if not most) subpersonalities have impaired ‘reality-testing.’

3. Subpersonalities may be conscious, subconscious, or unconscious. One benefit of bringing a sub- or unconscious subpersonalities into conscious awareness is that one may then teach them to become more reasonable (i.e., have better reality testing).

4. Subpersonalities have individual construct systems (Kelly, 1955).

5. Construct systems contain first principles and supporting premises. Some construct systems are reality-based; others are fantasy-based.

6. Human beings have certain ultimate innate values.  These are experienced as eternal verities (Love, Truth, Beauty, Goodness, etc.) in transient peak experiences and more enduring plateau experiences (Maslow, 1971), and are culturally reinforced in myriad ways.

7. Subpersonalities whose construct systems are founded on eternal verities harmonize more readily with other such ‘truly informed’ subpersonalities. The more subpersonalities there are which are truly informed, the more harmonious the self-community will be.

8. Conversely, in the degree to which subpersonalities are based on narrow self-interest, pleasure-seeking, and distorted beliefs, their construct systems conflict with those of other subpersonalities.  Then inner confusion, competition, and disharmony are the norm.

9. Because psychic plurality (i.e., the self as a community of subpersonalities ) is so deeply important to the human condition, we can be certain it has been recognized before modern times.

10. Traditional systems, religious and philosophical, concerned with the attainment of self-realization, happiness, psychic integration, etc., would of necessity have to consider the multiplicity of  self.

11. Plato’s unique fame and status as the most eminent Western philosopher testifies to the deep relevance of his writings to the human condition.   Inasmuch as Plato is explicitly concerned with promoting psychic harmony, happiness, and a blessed life, we would expect him to address and resolve difficulties associated with psychic pluralism.

12. Plato’s most famous work, the Republic, is an allegory for the governance of the polity of the psyche, and not mainly a work on civil politics.  Evidence supporting this hypothesis include:

(12a) Plato says this explicitly in Book 1 (1.368), and reminds us of it repeatedly throughout the work (see Waterfield, 1993, Introduction for a large list of relevant passages).

(12b) This has been recognized by many leading commentators on the Republic (e.g., Annas, 1999; Guthrie, 1986; and Waterfield, 1993, to name a few).

(12c) Unlike Aristotle, Plato’s writings do not stray from the theme of philosophia, that is, the moral salvation of the individual by love of Wisdom and Virtue.  (Aristotle, in contrast, delved into every form of science.)  It would be strange for Plato to put aside his immense project of individual salvation to embark on a scientific treatise on political science.

(12d) Read literally, Plato’s Republic contains numerous implausibilities and nonsense, such as the holding of wives in common, the sanctioning of eugenics and slavery, and the endorsement of government lying.  Read as a political treatise, the Republic is absurd and amateurish. But read as an allegory it is accurate, sublime, deeply relevant, and a work worthy of someone regarded as the West’s greatest philosopher.

(12e) The most emblematic sections of the Republic, namely the central discussions of the Cave, the Sun, and the Divided Line, have little practical relevance to political science.  But they are of utmost importance to solving the problem of how to govern the city of the soul.

13. We now proceed to outline Plato’s model for the optimal governance of the psyche.  Our interpretative key is that the citizens referred to in Plato’s Republic correspond to subpersonalities of the individual psyche.

14. Citizens (subpersonalities) are roughly grouped into three categories: Workers, Soldiers, and Guardians.  It’s not difficult to see how these may correspond to different classes of subpersonalities, but this detail need not concern us at present; it suffices to note that, in the Republic, each class contains many individual citizens (subpersonalities).  Due partly to the sheer number of citizens, some system of government for psychopolis, and one more complex than a simple committee, is needed.  We may find models, Plato suggests, by examining how actual cities are governed.

15. In Book 8 of the Republic, Plato considers a variety of forms of civil government: monarchy, aristocracy, timocracy (rule by honor/status), oligarchy, democracy (including mob rule), and tyranny.  In each case he makes a point to say that it corresponds to a form of inner self-governance.  (Indeed, we can easily see examples of personality structures that correspond to each of these five types of civil government.)

16. When each inner citizen is concerned only with narrow self-interest, there is inevitable conflict in the polity; there then tends to be a progression from more benign to more tyrannical forms of self-government.

17. Plato agrees with modern subpersonality theorists that there is a common tendency towards development of an autocratic or tyrannical subpersonality.  However whereas some modern theorists seem most concerned about an overly moralistic autocrat, Plato more often associates inner tyranny with a disproportionate attachment to some pleasure or appetite (e.g., addiction).  Mendlovic’s theory of how inner totalitarianism may develop (see Lester, 2012, p. 3) is more in line with Plato’s.

18. Plato’s solution to inner faction and conflict is the Rule of Wisdom (philosophia).  In modern terms this would correspond to a psyche where subpersonalities anchor their construct systems on core values (eternal verities), rather than transient pleasures and narrow self-interest.

19. The prisoners in Plato’s cave symbolize subpersonalities which have not attained to right reasoning (based on core values), and are instead chained to egoistic, pleasure-seeking delusion (parataxic distortion).

20. In Plato’s allegory, climbing out of the cave and seeing the Sun symbolizes an ascent of the mind in peak experiences and plateau experiences, giving it a vision of eternal verities, on which basis it may then develop nondistorted construct systems and rules of action.

21. The philosopher king for Plato symbolizes the development of a new ruling or leading (Greek: hegemonikon) subpersonality.  One function of this subpersonality is to educate other subpersonalities (expressed allegorically as the philosopher, having himself escaped the cave and seen Truth, returns to help liberate the other prisoners).

22. In a later work, the Statesman, Plato continues to allegorically explore the theme of what qualities make for the best (internal) leader.  He likens optimal leadership to art, music, shepherding, and weaving, as opposed to ruling dogmatically and arbitrarily.

23. Throughout his works Plato supplies several means by which a person may experience ultimate truths, thereby helping to constellate the new philosopher king subpersonality, and to educate and harmonize other subpersonalities.  Roughly speaking, three means of ascent are presented:  dialectic (ascent by Truth), contemplation of  Beauty), and moral excellence. In each case we may find parallels in Maslow’s writings to conditions which may trigger peak experiences.

24. Plato’s system differs from much modern personality theory in that it is an explicitly moral system.  It allows for, in fact requires, the existence of objective, universally true moral principles.  It also acknowledges that humans ought to be moral, and that moral error is something real, and with definite negative psychological sequelae.

25. Modern psychology, in contrast, has tended to follow (or lead) in the broader cultural tendency to consider all morality relative and conditioned (e.g., Freud, Skinner).  This overall trend has contributed to a widespread dissociation of a traditionally recognized higher moral faculty (Conscience) from the rest of the psyche.  Psychic balance and harmony require integration of moral Conscience into conscious psychic life.

26. Human beings have a telos, an intended optimal state designed by Nature.  There exists a real, innate force of self-actualization.  This means we are, so to speak, hard-wired to integrate the personality, which has definite implications for therapy and counseling. There is also an opposing innate self-destructive principle; this also has implications for  therapy and counseling.

27. Understanding Plato’s Republic as an allegorical work on psychology has decided benefits.  One is that  we may mine from it important new insights about personality structure, dynamics, and integration.

28. Another is clinical: for some individuals, the study of Plato may be better for promoting personality integration and self-actualization, or removing obstacles to these, than psychotherapy.

29. Platonism has the same objective as traditional religions (Christianity, Judaism, Islam, Vedanta, Buddhism, etc.)  It may therefore be pursued in conjunction with traditional religion, and then the two are mutually supportive.

30.  Just as it is helpful to travel with multiple maps, individual self-actualization is best pursued as a venture that is simultaneously scientific, philosophical, and religious.

References

Annas, Julia. The Inner City: Ethics Without Politics in the Republic. In: Platonic Ethics, Old and New. Ed. Julia Annas. Ithaca, 1999, pp. 72–95 (Ch. 4).

Carter, Rita.  Multiplicity. New York: Little Brown, 2008.

Guthrie, William K. C. A History of Greek Philosophy. Vol. 4, Plato: The Man and His Dialogues: Earlier Period. Cambridge, 1986.

Hermans, H. J. M.; Kempen, Harry J.G.  The Dialogical Self. Academic Press,

Hoerber, Robert G. The Theme of Plato’s Republic. Dissertation. Washington University, St. Louis, 1944.

Kelly, George.  The Psychology of Personal Constructs.  New York, 1955.

Lester, David. A Multiple Self Theory of Personality. New York, 2010.

Lester, David. A multiple self theory of the mind. Comprehensive Psychology, 2012, 1, 5.

Maslow, Abraham.  Toward a Psychology of Being.  2nd ed. New York, 1968.

Rowan, John. Subpersonalities: The People Inside Us. London, 1990.

Uebersax, John. Psychological Allegorical Interpretation of the Bible. Paso Robles: El Camino Real Books, 2012.

Uebersax, John. The Republic: Plato’s Allegory for the Human Soul. Online article.  Last modified: August 29, 2014; accessed: January 12, 2017.

Uebersax, John. Psychological Correspondences in Plato’s Republic. Online article.  Last modified: December 1, 2014; accessed: January 12, 2017.

Uebersax, John. Is Plato’s Republic About Psychology or Politics? What Can Bayes’ Rule Tell Us?  Online article.  Last modified: December 21, 2015; accessed: January 12, 2017.

Uebersax, John. On the Psychological Meaning of Plato’s Nuptial Number. Online article.  Last modified:  January 10, 2016; accessed: January 12, 2017.

Uebersax, John.  Plato Divinus: Is Plato a Religious Figure? Kronos Philosophical Journal, 2016, 5, 98−110.

Waterfield, Robin (tr.). The Republic of Plato. Oxford, 1993 (re-issued 1998).

v2.0 January 2017

Written by John Uebersax

January 12, 2017 at 9:20 pm

How We Go to War

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Batman-and-Superman-sell-war-bonds

AS CITIZENS it’s vital that we understand the devious but predictable means by which our government gets us into wars.  When enough do, perhaps the day will come when we can stop our country from continually plunging into unjust and disastrous wars.

As we learn from the works of writers like Noam Chomsky and Howard Zinn, the process by which we go to war is fairly consistent.  It can be seen as having four steps: (1) Motive, (2) Opportunity, (3) Pretext, and (4) Consent.

1. Motive

First the government needs some motive for fighting a war.  Almost always the motive is economic gain; occasionally it is self-defense; but it is never humanitarian.  If the government were motivated by sheer humanitarian concern, it would recognize that there are far better ways to help the poor and suffering of the world (e.g., with food, medicine and education) than by fighting wars.  Wars tend to produce worse humanitarian conditions than those they purportedly set out to remedy or prevent.

Often our government wants war to please foreign allies (e.g., Israel, Saudi Arabia).  However even in such cases motives are ultimately economic.  That is to say it isn’t the people of these countries that want the US to fight a proxy war for them, but rather elite oligarchs (e.g., Saudi billionaires) or vested interests (e.g., Israeli defense contractors) within those countries.

Besides motives specific to each situation there are also constant background factors that predispose our country to war.  Among these are (1) the military-industrial complex, which thrives on war, whether necessary or not; (2) banks and financial institutions, which can usually find ways to make huge profits from wars;  and (3) politicians for whom war is a way to gain popular support and/or to distract attention from domestic problems.

2. Opportunity

Having a motive isn’t enough.  There needs to be some window of opportunity that makes a military intervention appear to have reasonable probability of achieving its goal. An unpopular or authoritarian ruler or general domestic instability within a foreign nation are two examples.

This principle helps explain why there is usually a rush into war.  The politicians say, “We don’t have time to deliberate this carefully.  The situation is too urgent.  We must act immediately.”

It’s also important that the country being targeted for intervention not have too many powerful allies, and that it not itself pose a credible military threat.

3. Pretext

A government can’t very easily say, “we’re fighting this war for our own gain.” There needs to be a socially acceptable pretext.  Common ploys are as follows:

Exaggerate threats. Sometimes there already exists a convenient pretext, such as actual violations of human rights.  These are then exaggerated.  They are also presented in a one-sided way.  For example, we are told of terrible actions committed by a foreign ruler, but not of equivalent acts by opposing factions. Every effort is made to demonize and dehumanize the enemy.

Instigate. If there isn’t already a convenient pretext, our government has almost unlimited power to create one.  A standard method is to sponsor a rebellion within the target country.  This tactic has been used countless times by our government.

The example of the Panama Canal is illustrative.  At the beginning of the 20th century, the US had an immense economic interest in building a canal through the Isthmus of Panama.  At the time this area was part of Colombia.  Colombia was willing to lease rights for a canal to the US, but balked at the first offer, seeking better terms.  In response an angry Teddy Roosevelt promptly resorted to ‘Plan B’:  for the US to work with a faction of Colombian businessmen to orchestrate the secession of Panama.  A warship, the U.S. Nashville was promptly dispatched to Central America. Once it arrived offshore, a small revolutionary force (actually, a fire brigade paid by the New Panama Canal Company) declared Panama an independent country.  The Nashville then quickly landed its troops to keep Colombia from interfering; high-ranking Colombian military officials were also bribed.

From the newly independent Panama, the US procured extremely favorable arrangements for building and operating a canal, including de facto ownership of adjacent land (the Canal Zone remained a US territory until 1999).   As one Senator at the time put things, “We stole it fair and square.”

Some may say, “But it’s perfectly legitimate for the US to back a popular insurrection.  After all, didn’t the French help us during our revolution?”  There is, arguably, a small grain of truth to this argument — but no more than that.  There are dissidents and malcontents in every country.  The question never asked is whether such a group represent a popular rebellion, or merely a small faction.  When are rebels honest patriots, and when merely warlords, thugs, and greedy opportunists?

In this case the US helped orchestrate the secession of Panama.  Other times it connives to depose an inconvenient foreign regime via a coup.  Confirmed (from since-declassified official documents) cases of the CIA’s global campaign of regime-ousting coups include Iran (1953), Guatemala (1954), Congo (1960), the Dominican Republic (1961), and Brazil (1964).

But these are only the cases where our own official documents confirm the activity.  In addition there are over two dozen more instances where there is little doubt of active CIA involvement in a foreign coup. A classic study of this topic is William Blum’s Killing Hope: U.S. Military and CIA Interventions since World War II.

Outright lies. As people are only all too willing to assume the worst, this tactic seldom meets with much resistance.  The most wild, illogical and preposterous charges are accepted as truth.  There is no shortage of sources who will gladly concoct and feed to the government false stories, which news media happily repeat.  A classic, recent example of this is the ridiculous charge that Libyan president Qaddafi distributed Viagra to his troops to facilitate a genocidal campaign of rape. In reality, the only genocide that occurred in Libya is when the foreign-backed, armed and trained rebels, upon deposing and brutally killing Qaddafi, besieged the hapless sub-Saharan immigrants whom he, a staunch pan-Africanist, had brought into the country to supply construction labor.

Provoke. Provocation is another regularly used tactic.  One simply needs to make aggressive advances towards a foreign government, with the calculated intention of provoking a military response.  That defensive response of the foreign government — which might be no more than a minor, face-saving action — is then vastly exaggerated, and demands are made for a full scale war in retaliation.

When in 1846 the US wanted to acquire large expanses of new territory, and most importantly, California, it stationed troops on the disputed border between Texas and Mexico.  The purpose was to provoke military action by Mexican troops.  Eventually an American scouting party sent into disputed territory ran into a Mexican scouting party; shots were fired and eleven Americans killed.  Scarcely had the blood from the skirmish dried before President Polk, a fervent expansionist, sent an outraged message to Congress, which then rushed to approve measures for all-out war.

An unwilling witness to proceedings in Texas, Colonel Ethan A. Hitchcock, wrote in his diary at the time:

I have said from the first that the United States are the aggressors…. We have not one particle of right to be here…. It looks as if the government sent a small force on purpose to bring on a war, so as to have a pretext for taking California and as much of this country [Mexico] as it chooses…. My heart is not in this business, but, as a military man, I am bound to execute orders.  (Zinn, 2010)

False-flag activities. There is almost always some dissatisfied faction within a foreign country that can be goaded by our government into staging a rebellion or coup.  But if all else fails, there is an even shadier recourse: false-flag operations.

These come in two varieties. One is to direct our covert operatives to pose as rebels or dissidents and perform an act of violence against a sitting regime. When the foreign government takes reprisals against the actual rebels, it is accused of being a brutal dictatorship, and this used as an excuse for our military intervention.

The other is for our operatives to perform or sponsor a malicious action posing as agents of the foreign government itself.  That government is then held responsible, and the events used to justify going to war.

4. Manufacture of Consent

Now all that is needed is to convince the American public to support the war.  Usually this isn’t very hard to do: unfortunately, many Americans still consider it their duty to support every war under a misguided sense of patriotism and maintenance of unity.

When every news source recites a war mantra like, “So-and-so is an evil dictator who kills his own people” the public begins to uncritically accept this as fact.   As is well documented, the same marketing techniques that are used to sell cars and laundry detergent are enlisted to manipulate the public thinking into accepting war.

Without going into detail here, we can briefly note several characteristic means of manufacturing consent for war.  These include:

  • Propaganda. The US government today can basically write its own news story and hand it to media sources to uncritically repeat. The number and nature of specific falsehoods is beyond counting.  (“Truth is the first casualty of war.”)
  • Censorship. News media do not publish information which might contradict the official government narrative of events.
  • Intimidation. At home, protestors, dissenters and other anti-war activists can be subjected to actual or implied intimidation, including black-listing, arrest, tax audits, and so on.
  • Conformity. Human beings are herd animals, and the government knows this.  Hence it tries to create the impression that a public consensus exists, even when it doesn’t.  Once people are told “most Americans support this war” they tend to go along with it.
  • Patriotic appeals. Having the Blue Angels fly over a football stadium is always a nice way to rouse the war spirit.  Or maybe have beer commercials featuring wounded veterans.  Call dissenters traitors.

Because the historical facts and the principles at work basically speak for themselves, this is an intentionally short article.  More information can be found in the sources listed below.  However the point of writing this is that today generally — and perhaps even more especially in the weeks preceding the November 2016 election — the public needs to be on its guard lest our government plunge us into another war.  Several potential crises are looming, including Syria, Libya, and the Ukraine.  All three of these fit the pattern outlined here.

Note in any case that everything said here applies only to how our government tries to create a perception of just cause for military intervention.  Establishment of just cause is only the first step of sincere war deliberations. Several other conditions must also be met, including: exhaustion of all other alternatives (i.e., the principle of last resort); assurance that the war will not create greater evils than it seeks to redress; and reasonable prospects of winning the war (which, as recent experience shows, are almost nil).  In actual practice, none of these other components of just war doctrine are realistically considered.  Once the case of a just cause has been made, we jump immediately into war.

All the more reason, then, to exercise utmost vigilance lest our government commence yet another disastrous military adventure.

In conclusion, it is vital that we as citizens examine the record of history to learn how our government lies us into wars.  As the anti-war journalist Richard Sanders put it:

The historical knowledge of how war planners have tricked people into supporting past wars is like a vaccine. We can use this understanding of history to inoculate the public with healthy doses of distrust for official war pretext narratives and other deceptive stratagems. Through such immunization programs we may help to counter our society’s susceptibility to ‘war fever.’

We must learn to habitually question all government narratives that try to lead us to war.  We should be skeptical in the utmost.   We need to train ourselves to ask questions like these:

What is the actual danger we are trying to address?

Where is the documented evidence of this danger?

Why is immediate and lethal force needed to redress this injustice?

Perhaps most importantly we should always ask:  who benefits (cui bono)?  If we do so we will inevitably find that the real motives are private gain.

Further Reading

Blum, William. Killing Hope: U.S. Military and CIA Interventions Since World War II. Revised edition. Zed Books, 2003.

Perkins, John. Confessions of an Economic Hit Man. Berrett-Koehler, 2004.

Herman, Edward S.; Chomsky, Noam. Manufacturing Consent: The Political Economy of the Mass Media. Revised edition. Knopf Doubleday, 2011.

Zinn, Howard. A People’s History of the United States. Revised edition. Harper Collins, 2010.

Zinn, Howard. Zinn on War. 2nd edition. Seven Stories, 2011.

You can also find lot’s of videos (speeches, interviews, documentaries, etc.) featuring Zinn, Chomsky, Blum and Perkins.