Cultural Psychology

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Yoga and Voting for Peace

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Art by Dan Morris

ONE definition of Yoga is the integration of the spiritual and material realms in the human being, making a union of Heaven and Earth.

Given this definition, it is possible to approach politics as a form of Yoga.  This would of course be very different from the usual practice of politics today.  Rather, it would try bring into social affairs and institutions of government divine and eternal principles of Truth, Beauty and Goodness.

While we’ve grown accustomed to think of politics as selfish and egoistic, in truth it is something that can glorify the Divine.  Among the animals only human beings have devised such things as governments and elections — methods with which, if used rightly, we can greatly improve our lives and planet.

Today the world is in great peril, with a dangerous combination of growing populations, militarism and materialism, combined with threats to the environment and climate.  But since we believe in a benevolent and superintending Spirit, we remain confident that solutions will reveal themselves in due time.

Putting these two thoughts together, we may see that political institutions like elections and voting, if approached rightly, give us a means of shaping a positive future.

What does it mean to approach politics rightly?  Some basic guidelines are evident.  First we know that our choices should be governed by unselfish rather than selfish or egoistic aims.  Our goal as ‘yogic voters’ should be to better the condition of all, not only of some.  Further, it follows from the principles of Yoga, that our actions should seek to unify, not divide members of society.  In addition, right politics and voting should leave our mind more calm and peaceful, not agitated and angry. These principles alone would exclude perhaps 90% of usual politics.

Today we are faced with one great need above all, which is to end the terrible program of constant war that our country (that is, the government and corporations) has pursued.  To help you exert a countering and correcting force of Love, I have placed my name on the ballot in the June 7 primary as an independent peace candidate for US Congress in our district.  A vote for me will be recognized as a vote for peace.  In this way the ordinary process of an election is turned into a referendum against war and for peace.  Since we do not have direct referendums on war, this means of producing one appears promising and I hope others will follow the example in future elections.

Every vote for peace will have a positive karmic effect, helping to improve our country and world.  It is to enable you to gain positive karma for yourself and others that I am running.  The direct goal is not to win the present election, but to begin the journey to peace.

I may add that the alternative — to vote for a Democrat or Republican politician — would, in my opinion, have little effect, as both represent materialistic values and the differences between them are negligible; I also believe they habitually promote divisive issues with the aim of diverting public attention from more fundamental needs for change, such as ending war.

Therefore please let me ask that you visit my campaign website and consider voting for peace.

If you should like to share this information, that would also be appreciated as I am relying on grassroots means of reaching voters.


John Uebersax


10 Reasons to Vote Third-Party

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10 reasons vote third party

Top Ten Reasons to Vote for Third-Party Candidates

10. Wall Street owns Republican and Democratic parties.

9. At 5% mark, third parties start getting federal campaign funds.

8. Winning not the only purpose of voting

7. Benefits future generations

6. If third parties affect outcome, big parties may change platforms.

5. Won’t be a ‘useful idiot’

4. Public debate of real issues

3. Maintains & expands third-party ballot access

2. Your name not on US bombs

1. Signals hope to other Americans

Voting as Constructive Idealism: Why Principles Do Matter More than Expediency

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 ELECTION 2016 can be a tragedy or not, depending on how we approach it.

I mean ‘tragedy’ here not so much in the colloquial sense of simply something bad, but in a more technical sense associated with game theory: a terrible outcome that develops almost inexorably, though it might have been easily avoided. (One example of a tragedy in this technical sense is the prisoner’s dilemma, about which I’ve written previously.)

The tragedy of 2016 would pit Hillary Clinton against some yet-unnamed Republic opponent, in a bitter struggle in which Hillary would win a close race, and where 99% of voters would vote Republican or Democrat, neglecting third parties (as in the previous two elections). The real loss would be to further engrain the two-party (and Wall Street) hegemony of American politics, with the result of further degradation of our economy, foreign policy, and quality of life. And, because nothing would change, in the 2020 and 2024 elections the same thing would happen again, and so on ad nauseam.

Let’s be honest. Hillary, while she might be arguably be marginally better than a Republican opponent, is per se not a good candidate for President of the United States (as even many more enlightened Democrats would agree). Beneath a veneer of concern for the welfare of the community is a huge amount of personal ambition, egoism, and arrogance. She is also beholden to corporate special interests, and eager to use war to benefit US commercial interests (as evidenced by her support for the vicious military ouster of Qaddafi in Libya).

Please understand, the point here is not to bash Hillary. Hillary, personally, is incidental to the main point. But her defects must be honestly noted in order to substantiate the real issue here: that many Democrats will vote for her knowing and despite these things.

What prompts this article is that the other day it occurred to me, in a sort of flash of insight, how this impending tragedy could and should be avoided. The concept relates to how we view what an election is, and what our duty and role as voters are.

The Power Theory of Voting

What I would propose is that there are two possible models or theories about what voting for a political candidate is all about. The first model corresponds to the status quo — what has happened in recent years and what will potentially happen again in 2016.

We’ll call this the pragmatic theory or power politics model of voting. By this view one sees voting as a means to exert ones personal force in an arena where all other voters, with various value systems, do the same. To the extent that this is a strictly pragmatic activity, it is a-moral: the end justifies the means. Such is characteristic of a Hobbesian society: the bellum omnium contra omnes, or war of each with all.

While at first glance this may seem a normal and obvious way for one to promote ones preferred social agendas, its basic wrongness — or wrongness in principle — can be easily shown by carrying the same principle to more extreme levels. If voting is supposed to be a pragmatic exercise of personal power, then one should logically use any means possible to sway an election towards ones desired end (so-called political realism). Mudslinging, propaganda, lying, or even cheating — casting two votes, bribing others, ballot-box tampering — are fair game. And, in fact, all of these have been used by both parties and justified based on the end justifies the means principle.

Yes people instinctively know these things are wrong. And this common knowledge calls into question the underlying principle: whether the legitimate and intended purpose of an election is in fact for people to attain an end or to exert selfish power.

I grant that the reader may not see where I’m headed at this point and the preceding statement may seem puzzling, but it will become clear momentarily.

The Idealism Theory of Voting

I wish to suggest that there is another viable and plausible approach one may take to voting. We’ll call this the Idealism theory. According to this view, an election is like a vast national opinion poll or referendum, in which each individual is asked, “What do you believe should happen? What are your true beliefs concerning fundamental political and social principles?” One then expresses ones true beliefs by endorsing the candidate whose platform is most similar to them.

Let’s note the great virtue of the Idealism model: unless voting is approached in this way, there is virtually no other means by which the collective Ideals of a society can find themselves ultimately expressed in political institutions and programs.

Voting is arguably the one and only chance you have as an individual to bring your deepest hopes, aspirations, and instincts to bear on the deeply important issue of constructing, however gradually, a more Just, Good, True, and Beautiful world. It is the only means by which the common moral vision of humanity can contest the juggernaut of blind social forces, Wall Street, and government corruption.  This voting your Ideals is an incredibly important, even a sacred task. You are God’s emissary in the social sphere, your vote a divinely appointed task.

But voting is mere egoism if conducted at the level of selfish pragmatism.

What would the Idealism model imply for the 2016 presidential election?

For Democrats, I believe those who vote according to Ideals and conscience would find the Green party candidate the best choice. For Republicans, the Libertarian or possibly Constitution party candidate would be the true and honest choice. Voting for these candidates, then, would manifest true Ideals, and contribute to the long term common good; voting expediently, against ones principles, for the Republican or Democrat status quo, Wall Street, pro-war candidates would be unethical.

Most of all, anyone who rejects US militarism in principle should not vote for any candidate who does not publicly denounce war. War is insane. Any candidate who does not publicly denounce war publicly announces their moral derangement. It is immoral in the utmost to vote for a morally deranged presidential candidate!

The Practical Value of Idealism

By Idealism here we don’t mean the starry-eyed, Pollyanna kind. Idealism in its finer sense — that which expresses our greatest aspirations and hopes — is the highest form of pragmatism. It is by the actualization of our Ideals that we become most happy and satisfied. Mere practical considerations, when detached from Ideals — and even more when they are antithetical to them — are self-defeating, because they ignore, deny, or even oppose the integral connection between moral virtue, truth, and happiness.

As tangible evidence of the practical value of Idealism in this context, consider this. If third-party presidential candidates, collectively, gained as little as 5% of the popular vote (in 2012 the number was 1.7%) , then in the next election we’d say greater respect paid to third parties. It would create pressure to include third-party candidates in the televised debates. The range of issues and options discussed during the campaign would be greatly widened. Suddenly, ideas like clean air or peace would become topics for public discussion again!

Further, if any individual third-party candidate received 5% of the vote — far from an unattainable result — that party would become eligible for federal campaign financing in the next election. A snowball effect would commence.

Thus, even beyond its moral implications and consequences, the level at which your vote becomes numerically meaningful — or even individually decisive — is much lower than you suppose. Yours could be the vote that pushes a candidate over this critical 5% threshold.



The ‘Natural City’ in the Republic: Is Plato Really a Libertarian?

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img-thingLATO believed that the ideal political situation would be a State with citizens neatly divided into Worker, Soldier, and Guardian classes living and working in harmony under the leadership of a philosopher-king, right? Actually there are good grounds to question whether this is what Plato really means in the Republic.

Rather, Plato’s remarks in Republic 2.369b et seq. might be taken as his true view of the ideal political arrangement. There, before he mentions any other kind of government, he proposes a system that we might today call a natural law stateless society (or anarchy — but in the sense of having no government institutions, not social chaos). That is, Plato first proposes that if people were content with simple pleasures, they could live happily, in harmony with each other and with nature, and social affairs could be conducted without institutional government.

In words that call to mind Hesiod’s myth of the Golden Age (Works and Days 109–142), Socrates here says of such a society, “They and their children will feast, drinking of the wine which they have made, wearing garlands on their heads, and hymning the praises of the gods, in happy converse with one another.” (Rep. 2.372b) He calls this first city the “true and healthy” State.

He elaborates that governments become necessary only when people go beyond necessities and insist on luxuries: delicacies, courtesans, elaborate meals, fancy clothes, and the like (Rep. 2.373a).

His interlocutor, Glaucon, insists that people will not accept such a simple way of life, which he deprecates as a “city of pigs.” Only then does Socrates agree to consider for the remainder of their conversation various forms of the “luxurious State,” which he also calls the fevered or inflamed State (2.372e).

All the famous provisions of the ideal City-State in the Republic — the tripartite division of citizens into Worker, Soldier, and Guardian classes, for example — apply to this second-best State or second city.

Which, then, does Plato recommend? Should we strive for the first, naturalistic city? Or the more luxurious but complex City-State that occupies most of the discussion? Perhaps a clue is found in Socrates’ response to Glaucon’s objection. He never contradicts his original suggestion that the natural city is best. He merely agrees that there is no harm in discussing the luxurious State, because then “we shall be more likely to see how justice and injustice originate.”

Then why, you may ask, does Plato spend so much time in the Republic talking about things like the three classes of citizens, training and education of the Guardians, philosopher-kings, etc.

Possibly because all this pertains to Plato’s use of the Republic as an allegorical analysis of the human psyche, based on the principle of the city-soul analogy. In other words, this later discussion is primarily a psychological allegory — which is the main level at which the Republic is meant to be understood. However — and this is merely a possibility — perhaps Plato could not resist the opportunity to express his true political views briefly, and in an ironic and somewhat cryptic way. Certainly the pacifist themes at the end of these remarks (2.373d-e) would make sense for someone who, as Plato did, grew up during the Peloponnesian War — which was not only pointless to begin with, but resulted in humiliating defeat for Athens, a devastating plague, and massive social upheaval.

But even so, we should also be prepared to interpret this as psychological allegory. Understood in that way, the second city may represent a well-governed soul in search of its lost homeland and its desired state of repose. But once the homeland is reached, happiness is maintained without such strong conscious attention to self-government. That is, one may reach a condition that is the psychic equivalent of Engels’ notion of the withering away of the state (i.e., a perfect utopian society).  It might be objected that such a perfect condition is simply impossible — either for an individual or for society — because of imperfections in the nature of each.  However in the case of an individual we could allow that such a state may potentially be experienced temporarily (as with a Maslowean peak experience), and, if so, may still be quite valuable for personality integrity and growth.  Those familiar with Zen Buddhism might see a possible connection with this mental condition and the 10th image of the Oxherding Pictures (10. ‘Both Vanished’).

Read what Plato wrote and decide for yourself what he means. The passage below is from Benjamin Jowett’s elegant translation of the Republic (1892; italics added). The full citation is: Jowett, Benjamin (ed., tr.). The Dialogues of Plato in Five Volumes. 3rd edition. Vol. 3 – Republic, Timaeus. Oxford, 1892. <>

… Socrates. Let us then consider, first of all, what will be their way of life, now that we have thus established them. Will they not produce corn, and wine, and clothes, and shoes, and build houses for themselves? And when they are housed, they will work, in summer, commonly, stripped and barefoot, but in winter substantially clothed and

shod. They will feed on barley-meal and flour of wheat, baking and kneading them, making noble cakes and loaves; these they will serve up on a mat of reeds or on clean leaves, themselves reclining the while upon beds strewn with yew or myrtle And they and their children will feast, drinking of the wine which they have made, wearing garlands on their heads, and hymning the praises of the gods, in happy converse with one another. And they will take care that their families do not exceed their means;

having an eye to poverty or war.

But, said Glaucon, interposing, you have not given them a relish to their meal.

True, I replied, I had forgotten; of course they must have a relish — salt, and olives, and cheese, and they will boil roots and herbs such as country people prepare; for a dessert we shall give them figs, and peas, and beans;

and they will roast myrtle-berries and acorns at the fire, drinking in moderation. And with such a diet they may be expected to live in peace and health to a good old age, and bequeath a similar life to their children after them.

Yes, Socrates, he said, and if you were providing for a city of pigs, how else would you feed the beasts?

But what would you have, Glaucon? I replied.

Why, he said, you should give them the ordinary conveniences of life. People who are to be comfortable are accustomed to lie on sofas,

and dine off tables, and they should have sauces and sweets in the modern style.

Yes, I said, now I understand: the question which you would have me consider is, not only how a State, but how a luxurious State is created; and possibly there is no harm in this for in such a State we shall be more likely to see how justice and injustice originate. In my opinion the true and healthy constitution of the State is the one which I have described. But if you wish also to see a State at fever-heat, I have no objection.

For I suspect that many will not be satisfied with the simpler way of life. They will be for adding sofas, and tables, and other furniture; also dainties, and perfumes, and incense, and courtesans, and cakes, all these not of one sort only, but in every variety; we must go beyond the necessaries of which I was at first speaking, such as houses, and clothes, and shoes: the arts of the painter and the embroiderer will have to be set in motion, and gold and ivory and all sorts of materials must be procured.

True, he said.

Then we must enlarge our borders; for the original healthy State is no longer sufficient. Now will the city have to fill and swell with a multitude of callings which are not required by any natural want; such as the whole tribe of hunters and actors, of whom one large class have to do with forms and colours; another will be the votaries of music—poets and their attendant train of rhapsodists, players, dancers, contractors; also

makers of divers kinds of articles, including women’s dresses. And we shall want more servants. Will not tutors be also in request, and nurses wet and dry, tirewomen and barbers, as well as confectioners and cooks; and swineherds, too, who were not needed and therefore had no place in the former edition of our State, but are needed now? They must not be forgotten: and there will be animals of many other kinds, if people eat them.


And living in this way we shall have much greater need of physicians than before?

Much greater.

And the country which was enough to support the original inhabitants will be too small now, and not enough?

Quite true.

Then a slice of our neighbours’ land will be wanted by us for pasture and tillage, and they will want a slice of ours, if, like ourselves, they exceed the limit of necessity,

and give themselves up to the unlimited accumulation of wealth?

That, Socrates, will be inevitable.

And so we shall go to war, Glaucon. Shall we not?

Most certainly, he replied.

Then, without determining as yet whether war does good or harm, thus much we may affirm, that now we have discovered war to be derived from causes which are also the causes of almost all the evils in States, private as well as public.


And our State must once more enlarge;

and this time the enlargement will be nothing short of a whole army, which will have to go out and fight with the invaders for all that we have, as well as for the things and persons whom we were describing above.

greek key divider

Further Reading

Annas, Julia. The Inner City: Ethics Without Politics in the Republic. In: Julia Annas, Platonic Ethics, Old and New, Ithaca, 1999, pp. 72–95 (Ch. 4).

Guthrie, William K. C. A History of Greek Philosophy. Vol. 4, Plato: The Man and His Dialogues: Earlier Period. Cambridge, 1986. (See pp. 445–449 for an excellent treatment of the topic.)

Uebersax, John S. The Monomyth of Fall and Salvation. 2014.

Uebersax, John S. Psychological Correspondences in Plato’s Republic. 2014.


On the Ron Paul Institute: An Open Letter to Ron Paul, Dennis Kucinich, and Lew Rockwell

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On the Ron Paul Institute: An Open Letter to Ron Paul, Dennis Kucinich, and Lew Rockwell

Like many I was pleased to see the first press releases that announced the formation of the Ron Paul Institute for Peace and Prosperity. I was further pleased to see that the Board of Advisors was to include Dennis Kucinich and Lew Rockwell. As it happens, I owe each of these gentlemen a debt of gratitude — a personal debt, something beyond what is their due by virtue of their public service. I hesitated for some time to write about this, both out of humility and for fear that my skills would be inadequate to the task. But eventually I realized that a debt is a debt: it ought to be acknowledged and, insofar as possible, repaid — and as promptly as possible.

First, then, let me explain the circumstances, taking them in chronological order.

Dennis Kucinich. Somewhat by accident I heard Congressman Dennis Kucinich speak at a 2002 conference commemorating the life and work of the psychologist Carl Rogers. I remember him entering the lecture hall at the last minute, perhaps having just arrived from the airport, carrying a large canvas sack of books he’d borrowed from the Congressional library. (This is not the debt I refer to, but the image it produced — not only that he was reading a lot, but that he borrowed books from a library — made such an impression that I once imitated it: speaking at a Tea Party rally about the “Ten Books Every American Should Read”, I checked the books out of the public library and drew them from a tote sack one by one as I described them for effect.) But what really caught my attention was an almost offhand remark he made that “America has yet to rediscover its great tradition of New England Transcendentalism,” or words to that effect.

It was not just what he said, but how he said it that struck me. It was one of those things a person says that are so simple and unaffected, yet so replete with significance, that they seem to come from a different part of the psyche than usual utterances. Something coming from the heart, we might say.

In any case, I made that moment a definite mental note to one day study American Transcendentalism. Much later, in 2011, I got involved with the Occupy movement, and searched from some ideological framework for what it was trying to accomplish. This I soon found in the writings of Henry David Thoreau and Ralph Waldo Emerson, and in the American Transcendentalist literature generally. As I delved into this literature it seemed like a revelation, something of vital significance for our times. If we believe, as did the founders of our nation, in an overruling Providence that guides human affairs, then we have ample reason to see this literature as containing seeds planted over 170 years ago, not so much for its immediate effects — which were, arguably, not great — but for future times, and perhaps for us now. Having now studied it, I can say that the Transcendentalist (and closely related Unitarian) literature of the 19th century has had a truly formative influence on me and on my work. And it is just possible that had Dennis Kucinich not made his offhand remark, I might never have studied it.

Lew Rockwell. I despised the Iraq War from the beginning, and my opposition grew stronger as it dragged on. Seeking anti-war news and commentary, I eventually discovered the website of libertarian economist Lew Rockwell. Searching it, I noticed a pdf file of a little-known gem of a book, The Book of Peace, published by the American Peace Society in 1845. This work proved a revelation. First, the anthology contains some of the most intelligent, insightful, and persuasive essays against war ever written. Perhaps equally importantly, it opened up to me an entire page of American history — the anti-war movement of the antebellum era — that few people today realize existed. I read these eloquent anti-war essays carefully, and even placed several, along with additional ones I discovered, on my own website to encourage their reading.

The Book of Peace, which I might never have known about of had Lew Rockwell not had the inspiration to place online, has paid major dividends to me. It has enriched my thinking about the causes of war and its prevention, as well as my appreciation of American history and the literature and thought of preceding generations. One specimen of this literature is the great sermon ‘On War’, delivered in 1838 by William Ellery Channing. Channing was the grandfather of the New England Transcendentalist movement, and was, among other things, a direct influence one the thought of his one-time student, Emerson.   This connection, then, supplied further motivation to closely study the American Transcendentalist literature.

Ron Paul. One sunny afternoon in 2010 I had the pleasure of hearing Congressman Ron Paul address an appreciative young libertarian-minded audience from the steps of the San Francisco City Hall. He cut a charismatic figure, tanned as though having just finished a set of tennis, and shedding his jacket and tie in the autumn heat. He talked about war and peace, liberty, economics, the state of the Republic, and a revolution. Near the end, he said, “I am firmly convinced that … liberty is key, because it is under liberty that we are allowed to promote our excellence in virtue. That’s what life should be all about.”

These words, “excellence in virtue” had a galvanizing effect on me. Somehow I’d never before considered how excellence and virtue could be so connected. This simple juxtaposition of terms opened up new horizons in my personal growth. I soon discovered that the source of this concept of moral excellence is the Ethics of Aristotle, which I began studying. That eventually led me to an equally inspiring work, Cicero’s On Moral Duties, and from that to the study of Cicero’s other philosophical works. Not only has this study been immensely valuable for me personally and my work, it has given me a deeper understanding of the minds of such historical figures as Jefferson and Adams, who were well versed in classical philosophy, a fact people today easily overlook. So once again, a few almost chance words proved to have a major positive influence on my life.

What do all these instances have in common? In each case these gentleman helped me substantially, yet without realizing they were doing so or being aware of how powerful a moral and intellectual influence they were exerting. In each, simple actions or words sprung forth from their character. I propose that there is an important lesson here: if one wants to improve this country, nothing matters so much as ones character and moral integrity, which may serve in a hundred small ways one doesn’t even realize to have a major beneficial effect on others.

The above suffices to establish the existence of debts, but as yet I have not yet thanked them or attempted repayment. Accordingly, it strikes me that gratitude is better expressed in actions than words. If I had money, I would gladly donate to the RPI. But as an impoverished scholar I can only try to share what I do have, which are the fruits of my study and reflection, and these follow below.

I can admit that upon first learning that the RPI’s mission was to promote peace and prosperity I was puzzled. Why not just an Institute of Peace? Why add “Prosperity?” Isn’t an inordinate pursuit of wealth a leading cause of war and myriad other social problems? But later I reconsidered this view, and the occasion for doing so was reading the famous sermon of George Winthrop, “A Model of Christian Charity.” This 1630 speech by Winthrop to the Puritans whom he led to Massachusetts is known to many Americans as the first use of the biblical phrase “a City Upon a Hill” to describe America’s role. Ronald Reagan frequently used this phrase to express his own vision of America — a vision he stated most clearly in his farewell speech of January 11, 1989:

“A tall, proud city … God-blessed, and teeming with people of all kinds living in harmony and peace; a city with free ports that hummed with commerce and creativity…. And how stands the city on this winter night? More prosperous, more secure, and happier than it was eight years ago.”

While Reagan did refer to God, he did not explicitly state what Winthrop understood as the central issue: America must be an example of a society founded on what he called Christian charity. Regardless of what Reagan actually said or believed, the fact is that in the mind of the American public Reaganism became associated with commerce and prosperity, not charity, or its offspring, peace and harmony.

The question, then, is whether these two goals — charity and prosperity — oppose or support one another. A close reading of Winthrop’s sermon helps us see why the latter is the case. Now ‘charity’ is a word with several meanings. It can mean leniency in judging someone or something, or giving money to the poor. But Winthrop used the term to mean that form of Christian charity called agape. And he understood this charity as something that comes naturally and unforced as a consequence of (1) seeing oneself in other people and (2) from a sense of common purpose or mission. According to Winthrop:

“We must uphold a familiar commerce together in all meekness, gentleness, patience, and liberality. We must delight in each other, make others’ conditions our own; rejoice together, mourn together, labor and suffer together — always having before our eyes our commission and community in the work, our community as members of the same body.”

Such a society of individuals linked to each other are a coherent unity, knit together by the “ligament of love.” Just as a human body is exceptionally strong when all limbs and muscles work together, so is a society when all individuals are united in seeking the common good. Winthrop suggested that a community so united would be so strong that “ten of us shall be able to resist a thousand of our enemies.” While Winthrop did not explicitly say so, it follows from the same principle that an American nation thus united must also succeed materially. Such a people will choose worthy, inspired projects. Obstacles will be easily overcome. The generation of wealth will be almost effortless — as well it should be given the greatness of human potential combined with the vast natural resources of this land.

Therefore I believe that the RPI is correct in linking peace and prosperity, because both are fruits of charity, of a society united by common purpose and bonds of affection.

The social issues that confront our nation today can be viewed as sources of conflict, antagonism, and finger-pointing — in which case we will follow a downward spiral. Or seen as an opportunities to regain our sense of national community. The task before us is implicitly acknowledged each time Americans recite the pledge of allegiance, that remarkable practice which, so far as I am aware, has no parallel in any other country. We must seek to become truly one nation under God, indivisible. Our peace, and our prosperity, will vary in degree according to our charity towards one another.

End Diploma Discrimination!

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Wherever I go in California these days I meet young people who either can’t afford to attend college, so they don’t, or else are going to college and taking out huge student loans. (I don’t know which group I feel more sorry for, though I think the first group are smarter.)

The thing is, none of this is necessary. The problem, of course, is the unrealistic and outrageously high tuitions at colleges and universities today. And while I’m scarcely a knee-jerk ‘free market solves all’ libertarian, in this case I think the principle applies. The reason tuitions are so high is because we have a closed system, a monopoly of players in collusion who control higher education. The racket works like this:

  1. Universities convince people that they need a diploma to get a job.
  2. Employers collude with universities, so that they do in fact require diplomas.
  3. Further add the requirement that the diploma must be granted by an accredited university.
  4. Control which colleges and universities get accredited and which don’t, thereby limiting competition. In particular, make the accreditation process so expensive that small independent colleges are excluded.

The net result is that the service (education) becomes virtually mandatory, but only members of the monopoly can supply the service. Consequently the members of the monopoly can charge (or extort) unrealistically high tuitions and get away with it.

So there are two related problems that go into making higher education a monopoly: accreditation, and the use of diplomas. My proposal is that we should seriously consider eliminating both. By eliminating accreditation we would open the marketplace to free competition, the result being lower prices. By eliminating diplomas, at least at the undergraduate level, we would teach people because they want to learn, not because they want a piece of paper.

What is the rational basis for accreditation? One can see why, perhaps, we should require physicians to be licensed — we don’t want quacks endangering the lives of unsuspecting patients. But do students need to be protected from ‘incompetent’ colleges? Can’t we let students themselves decide which colleges are supplying adequate service?

Consider the power of consumer choice in other areas. Does a hamburger chain need to be accredited, or can it just sell hamburgers, competing with other chains, succeeding if it satisfies customers and failing if it doesn’t? Do you check to see where your car mechanic is trained before doing business? Or do you choose based on demonstrated skill and reasonable price? If you can make your own choice of mechanics, restaurants, and movies, why are you deemed incapable of discriminating between excellent and lousy colleges? Why do you need an accreditation organization to do this for you?

Let’s look at another reason people claim to need accreditation: to control admission to professional and graduate schools. So accredited doctoral programs require bachelor’s or master’s degrees from accredited universities so they can turn out PhD’s qualified to teach at accredited universities. It is egregiously self-serving.

I hate to disappoint my fellow academicians, but I have a little confession to make. I went through a fully accredited PhD program. But the truth is that I learned almost nothing in my classes. There were a few good professors, but more often than not they were pompous bores. What I did learn I mainly learned by checking statistics books out of the library and reading in my own time. I taught myself Fortran, developed skill as a programmer, and wrote statistics and simulation programs. That was how I got my education. And I could have done just as well at an unaccredited university — or for that matter, if supplied only with a library pass and computer account.

It surprises me that people aren’t challenging employer diploma discrimination in court. It is a flagrant injustice, if not a clear-cut abuse of civil rights. Take two identical twins. Send one to an accredited university for four years, give the other a computer and internet access. Let them both read the same books and articles. Let one attend in-person lectures, let the other buy lectures from The Teaching Company. After four years you will likely find two equally well educated people. Then have them both send job applications to the same company. The non-degreed twin won’t even be granted an interview; his or her resume won’t be read or sent out of the HR department. Does anybody seriously believe that is legal?

It amazes me that so much interest and energy gather around an issue like gay marriage equity, while everybody sits silently and tolerates diploma discrimination, which is arguably much more serious, because it amounts to rich vs. poor discrimination, unmitigated elitism, and exploitation.

The Prisoners’ Dilemma and Third-Party Voting

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Prisoners Dilemma - Ohdaira & Terano

[ Related: Responding to the ‘Voting for Jill Stein Merely Elects Trump’ Fallacy  ]

Does game theory explain why Americans don’t vote for third-party candidates?

Previous posts here have considered the tactics by which the Republican and Democratic parties collude to maintain a two-party hegemony in America  politics.  Lately it’s occurred to me that this problem can be understood as a special case of what game theorists call the prisoner’s dilemma (Rapoport, 1965).  Prisoner’s dilemma (PD), as we shall see, is a classic example of how two decision-making agents, both seemingly seeking to maximize self-interest, systematically make  harmful or suboptimal choices.  In the present case, the issue is that even though American voters would be better off voting for third-party candidates, there are structural reasons why they do not do so.  Looking at this problem in terms of PD can help identify the structural issues at work and suggest possible routes out of our present political impasse.

A few other people (e.g., John Sallet, and EvilRedScandi) have looked at  PD as a way to understand current political dynamics, but their concerns are somewhat different than the present one, which is how Republican and Democrat voters today are jointly in a prisoners’ dilemma.

First we’ll describe the basic PD paradigm.  Then we’ll show how this applies to reluctance to vote for third-party candidates.  Last and perhaps most importantly we’ll consider practical steps for reform that the model suggests.

Prisoner’s Dilemma

PD is a game theory paradigm that demonstrates how two decision-makers paradoxically fail to maximize either individual or joint interests.  Specifically, though their best strategy would be cooperation, they systematically choose non-cooperation.  The basic model can be understood with the following example:

Early one Saturday you and a college friend go hunting for ‘magic mushrooms’ in Farmer Brown’s cow pasture.  Farmer Brown sees you and calls police Chief Wiggum, who arrives promptly, arrests you and your friend, and hauls you both to the police station. There Wiggum places you in a room by yourself and proposes the following deal (he also tells you he will propose an identical deal to your friend).  The terms are as follows.  He asks you to sign a confession admitting that you and your friend were gathering the mushrooms with the intent of selling them (i.e., drug-dealing).  Then:

  1. If you confess, and your friend doesn’t confess, he will go to jail for 10 years, and you will get a 90-day sentence.
  2. Conversely, if your friend confesses and you don’t, he will get a 90-day sentence,  and you will get a 10-year sentence.
  3. If you confess and your friend also confesses, you’ll both be given 5-year sentences.
  4. If neither of you confess, Wiggum explains that he can still charge you and your friend with trespassing and put you both in jail for 30 days.

We can represent the dilemma with reference to a payoff matrix that considers each possible combination of choices and their consequences. You and your friend must each choose between cooperation with each other (not confessing), or defecting (confessing).  The days and years indicate the amount of jail time associated with each case.

Table 1. Classic Prisoner’s Dilemma

 Friend doesn’t confess
 Friend confesses
 You don’t confess
 you: 30 days
friend: 30 days
 you: 10 yrs.
friend: 90 days
 You  confess
 you: 90 days
friend: 10 yrs.
 you: 5 yrs.
friend: 5 yrs.


The best strategy here is clearly 4 — for neither of you to confess.   This is optimal both from the standpoint of selfish and altruistic motivation.  The paradox is that people in this situation predictably end up in scenario 3 (confess/confess). So  both of you go to jail for 5 years, when you both could have gotten off with 30-day sentences.

The pernicious aspect of PD is that this happens almost inevitably. Why? It has to do with what game theorists call the principle of dominance.  Relative to Table 1 that means that whatever your friend’s choice  is – that is, whether you’re looking at column 2 or column 3 of the table – your self-interest is maximized by defecting; thus, the strategy of defection is said to dominate that of cooperation.  And similarly for your friend.  Therefore, paradoxically, if maximizing self-interest is the only consideration, both of you will  defect, and neither will  maximize self-interest.

A detail is that although we’ve explained the dilemma in terms of various punishments, the crafty allocation of positive incentives, alone or in combination with negative incentives, can have the same effect. So, for example, Chief Wiggum can sweeten the deal with a bribe.  He could offer to give you or your friend say $100 if the one defects and the other doesn’t.

An important extension of the model is iterative PD, where two agents are presented with the dilemma multiple times.  Many researchers have studied iterative PD experimentally, e.g., seating two volunteers at computer terminals and repeatedly asking them to cooperate or defect, awarding payoffs (e.g., M&Ms, poker chips, money) each round.  A variety of player strategies are seen.  Sometimes players converge on cooperation, sometimes not. One not uncommon outcome is a tit-for-tat dynamic, in which players cooperate for a while, but if one defects, the other player retaliates by defecting in the next round, and this may go back and forth many times.  In any case, the iterative PD corresponds to our national elections, which occur at regular two or four-year intervals.

Third-Party Voting

Let’s now see how this applies to third-party voting. Our initial premise is that, while one might suppose that the Republican and Democratic parties are competitors, they’re really a duopoly.  Both serve the same ruling powers. They thus represent a single agent, which we might call Wall Street, the System, the Establishment, etc.  Whatever we call it, it corresponds to the role of the interrogator in our PD.

The role of you and your friend correspond to a given Republican and a given Democrat voter, or perhaps groups or Republican and Democrat voters.

The essence of the third-party voting PD is that it is in the best interests of both Republican and Democrat voters, individually and jointly, to replace or radically reform the present two-party duopoly.  Unless or until the two big parties nominate better candidates, the logical solution is for large numbers of citizens to vote for third-party candidates.  The paradox is that voters are not doing this, but are choosing to keep the aversive two-party system in power.

This happens, we propose, because of how the ruling powers structure perceived payoffs, both by their selection of candidates and by party platforms.

Here PD makes an unexpected prediction. Common sense might suggest that to win office, a party should nominate candidates who (1) appeal to its own voters, but also (2) are either somewhat attractive, but in any case not terribly offensive to voters in the opposite party. That way some voters in the opposite camp might switch votes, or perhaps may feel it’s not important to vote at all.  In either case, the party’s chances of winning are improved.

However if we grant that the Republican and Democrat parties are controlled by Wall Street and colluding with each other, PD implies that they will follow an opposite strategy, namely to nominate candidates who are frightening or even detested by voters of the opposite party. In such a fear- or anger-driven campaign, fewer voters will break ranks, believing that the opposite party must be prevented from winning at all costs.  All votes will be cast for the two big parties – precisely as Wall Street wants.

To further encourage voters not to break ranks, each party also offers positive incentives in the form of platforms and campaign promises:  for example universal health care or gay marriage by the Democratic party, or tougher immigration laws and Second Amendment protection but the Republican party.  But, again, PD would predict that parties would be especially keen to offer incentives that are hated by voters of the opposite party.

Table 2 presents the PD that Republican and Democrat voters faced in the 2008 presidential election.   (Cooperation here means voting for a third-party candidate, and defection means voting for the nominee of ones own party.)

Table 2. 2008 Presidential Election as Prisoners’ Dilemma

 Dem. voter cooperates  Dem. voter defects
 Rep. voter cooperates  Election a toss-up,
Two-party hegemony rejected
 Obama/Biden win,
 Rep. voter defects  McCain/Palin win,
More guns
 Election a toss-up,
Two-party hegemony affirmed


If we suppose that both main parties represent Wall Street and are ultimately inimical to the interests of the public, the best strategy for Republican and Democrat voters is to vote for some third-party candidate.  That won’t change the power structure immediately, but over the course of two or three elections sufficient momentum may build to make a third-party candidate competitive.   If nothing else, this may force the two big parties to become more responsive to citizens.

However what is happening instead is that voters are afraid to do this.  So, to consider the 2012 presidential election, despite the disillusionment of many Democrats with Obama, and the unattractiveness of Mitt Romney to many Republicans, the combined votes received by all third-party candidates amounted to less than 2% of the total.

Practical Implications

Viewing third-party voting as a PD suggests specific strategies for extricating American voters from their current predicament.  Several, but not all, of these strategies relate to improving the perception of payoffs so that cooperation, i.e., voting for third-party candidates, is more appealing. Specific strategies include the following:

Accurately perceive costs of non-cooperation. The ultimate problem is that Democrat and Republican voters are not accurately considering the costs of maintaining the two-party hegemony and the benefits of electing third-party candidates.  If the true costs and benefits were salient in our minds, we would more eagerly vote against the abusive and arrogant Republican-Democratic party establishment.

Our social problems today are many and serious:  the economy is moribund, rates of unemployment and foreclosures intolerable, college tuitions insanely high, the environment is being destroyed, civil liberties disappearing; the country is engaged in perpetual war, and a spirit of divisiveness and antagonism dominate.

Less often considered, but perhaps even more important are the ‘opportunity costs’, i.e., besides these negative things, what positive things are we missing out on because of our dysfunctional and aversive government?  Objectively considered, America has sufficient natural and human resources to construct a veritable utopia;  we could eliminate poverty, grant free higher education and health-care for all;  we have enough land to let everyone live in their own houses on their own property in environmentally friendly and attractive communities.  Indeed, the blessings of nature generally, and in our country particularly, are so great that it seems we must make a concerted effort to avoid constructing such a prosperous and congenial society.  We need a clearer vision of how good life could be were we only to stop punishing ourselves with the present inimical political system.

How can we gain this vision? Surely we still have individuals with the imagination and skills to lead. We must develop and empower these natural leaders and intellectuals.  One obvious means of doing this is to reform our higher education system, which, by now neglecting liberal studies and humanities in favor of teaching technical and money-making skills, is discouraging the emergence of a more utopian vision of society.

We can also promote voter cooperation by applying more skepticism and critical thinking to the promises of Republican and Democrat candidates.  For example, a Democrat candidate may well promise universal health care, which sounds very attractive at face value, but ought to raise many obvious questions about its feasibility or unintended side-effects.  Would government-run health-care produce an unwieldy and inefficient bureaucracy?  Would the government give too much power to pharmaceutical companies?  Are there cheaper and better alternatives, such as a greater emphasis on preventive medicine and healthy living?  Subjected to greater scrutiny, the promises of the two parties can be seen as empty, or in any case far less attractive than the kind of society we could obtain by having a government based on citizens’, not corporations’ interests.

Long-term perspective. Clearly another way to acquire more a accurate perception of the payoff structure, so as to better see the benefits of cooperation by voting for third-party candidates, is to adopt a long-term perspective.  A bias favoring immediate wishes over long-term welfare is, of course, a fundamental problem of human nature.  But the problem is especially great in politics, where demagogues and news media specialize in appealing to voters’ short-term interests.   In any given election, the short term benefits promised by Republican and Democrat candidates may seem attractive to their respective constituencies, but over the course of 10 or 20 years alternations of policy and failure to pursue any consistent course is disastrous.

Collectivize utilities.  By collectivizing utilities I mean for individual citizens to recognize their own best interests and those of their fellow Americans are intimately connected.  We are a highly interdependent society.  Ultimately, social injustice or unfair distribution of wealth harms everyone.  If one segment of the population is oppressed or excluded, or their views ignored, then at the very least their contribution to society will be lessened, and this hurts everyone.  Moreover, eventually an oppressed or underserved group will gather sufficient energy to redress the wrong by political action.  Whatever is at the basis of the ideological split between Republicans and Democrats, the current political dynamics operate as a negative feedback system: as one group gains successive victories, opposing pressure builds until a reversal occurs.  Thus victories are often short-lived, policies flip-flop, and no sustained course is pursued.

Consider higher-order utilities. The utility calculus of voters is such that typically only material values – jobs, benefits, taxes, etc. – are considered.  Americans have bought lock, stock and barrel the political lie that “it’s the economy, stupid”, i.e., that all success and value of our society is measured by the GNP.  This does not reflect the true value structure of human beings.  We are not merely material creatures, but moral and spiritual beings as well.  It is an undeniable fact that people feel good and experience more happiness and satisfaction when they practice generosity, altruism, benevolence, charity, and justice.  Add to this that no amount of material benefits can outweigh the disadvantages of citizens being constantly at each others’ throats.   In an authentic utility calculus, higher-order utilities have to be considered; and if they are, the payoff much more clearly favors cooperation among voters and rejection of the two-party hegemony.

Third-party platforms and rhetoric.  Third parties must confront Americans with the price being paid for two-party totalitarianism and emphasize that a better future is obtainable.

Voter pacts. Beyond changing perceptions of payoffs, there are active steps that people in a prisoners’ dilemma can do to win the game.  Perhaps the most obvious is for the two players to anticipate the dilemma and form a pact beforehand.  For example, with regards to Table 1, you and your friend could agree beforehand, “If we’re caught, we both promise to assert our innocence.”  This solution is enhanced by establishing or improving trust, affection, and bonds of unity between the two players.

In theory, individual Republican and Democrat voters could pair up with a member of the opposite party and agree to vote for third-party candidates. A website might be set up for this purpose.  While this is sensible and ethical, I believe that at least certain forms of voting pacts have been ruled illegal, and one website dedicated to this was forced to close.   Nevertheless this principle could doubtless be applied in ways that are unambiguously legal, or at least such that contrary prohibitions would be unenforceable.

Bargains could also be made at the level of institutional endorsements.  For example, two newspapers, one liberal and one conservative, could make a pact to endorse third-party candidates.

Opting out. Finally, citizens might opt out of the dilemma in various ways.  I would personally not advocate failure to vote as a means for this, although some suggest it.  Protests, demonstrations, or even strikes might be used to pressure the Republican and Democratic parties to reform their platforms and supply better candidates.  Another possibility is to hold alternative elections run by the citizens themselves with candidates of their own choosing.  Such elections would have no legal status, but they would have symbolic value, would permit realistic debates about policy, and encourage trust and camaraderie amongst citizens.

These are only representative suggestions.  How feasible or effective any of them would be remains to be seen.  The main point here has been to suggest that PD is an appropriate paradigm for looking at the current two-party stranglehold on American society and understanding how to encourage third-party voting.   I would like to encourage others, including social scientists, to consider this topic more, as I believe the model is apt and probably contains more theoretical and practical implications than have been considered here.


Writing this article helped me to see the more fundamental problem: American society generally is an n-way prisoners’ dilemma. When people view society as merely a ‘dog-eat-dog’ competition, they ‘rationally’ choose to maximize self(ish)-interest. But selfishness only pays off when other people act unselfishly.  When everybody acts selfishly, everyone loses; thinking you’ll win by acting selfishly is an illusion.

Each person is better off when everybody cooperates. This is more than an ethical maxim, it’s demonstrated by game theory.

This problem (whether to vote for a third-party candidate, or a less preferred candidate that is more likely to win) is an instance of a more general class of social dilemmas. As such it is not only related to the prisoners’ dilemma but also the tragedy of the commons. Several other forms of insincere voting that constitute social dilemmas. For all such dilemmas, the long-term optimal strategy is cooperation, viz. for each agent to choose so as to maximize long-term collective, not immediate personal utility.

Further Reading

Rapoport, Anatol. Prisoner’s Dilemma: A Study in Conflict and Cooperation. University of Michigan, 1965.

Uebersax, John. The Lions and the Tigers (A Political Parties Fable).

Uebersax, John. Third-Party Voting and Kant’s Categorical Imperative.

Uebersax, John. Voting as Constructive Idealism: Why Principles Do Matter More than Expediency.

Uebersax, John. Why Vote Third-Party?